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Portfolio (Quarterly) Guide ↗

Annex Advisory Services, LLC

· CIK 0001542287
13F Portfolio $5.3B AUM 375 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 39 New 109 Added 172 Reduced 21 Exited
Page 18 of 19  ·  375 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 VTEB VANGUARD MUN BD FDS 4,625.0 $231K 0.00% -54.0 -1.1% $49.89 +1.1%
342 XLY SELECT SECTOR SPDR TR 2,113.0 $230K 0.00% $109.00 +7.5%
343 EIX EDISON INTL Utilities 3,144.0 $230K 0.00% NEW $73.19 -1.8%
344 ANNALY CAPITAL MANAGEMENT IN 10,759.0 $228K 0.00% $21.15
345 VDE VANGUARD WORLD FD 1,310.0 $227K 0.00% NEW $173.09 -12.3%
346 JEPI J P MORGAN EXCHANGE TRADED F 3,928.0 $223K 0.00% -847.0 -17.7% $56.68 -1.0%
347 IGLD FIRST TR EXCHANGE-TRADED FD 8,667.0 $221K 0.00% $25.53 -13.5%
348 IJH ISHARES TR 3,246.0 $219K 0.00% -771.0 -19.2% $67.54 +12.2%
349 ACN ACCENTURE PLC IRELAND Technology 1,102.0 $219K 0.00% +330.0 +42.8% $198.34 -35.5%
350 FDUS FIDUS INVT CORP Financial Services 12,495.0 $218K 0.00% $17.42 +5.3%
351 TECHNIPFMC PLC 3,147.0 $218K 0.00% NEW $69.13
352 PNC PNC FINL SVCS GROUP INC Financial Services 1,032.0 $215K 0.00% NEW $207.96 +11.6%
353 CRWD CROWDSTRIKE HLDGS INC Technology 547.0 $214K 0.00% +8.0 +1.5% $390.52 +75.4%
354 PRU PRUDENTIAL FINL INC Financial Services 2,183.0 $213K 0.00% +65.0 +3.1% $97.71 +9.0%
355 ONEQ FIDELITY COMWLTH TR 2,500.0 $212K 0.00% $84.91 +22.8%
356 LMT LOCKHEED MARTIN CORP Industrials 349.0 $211K 0.00% NEW $605.00 -15.5%
357 EATON VANCE TAX-MANAGED GLOB 24,004.0 $211K 0.00% $8.78
358 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 757.0 $208K 0.00% -192.0 -20.2% $275.11 +13.6%
359 CTRA COTERRA ENERGY INC Energy 5,902.0 $207K 0.00% NEW $35.14 -7.3%
360 HTGC HERCULES CAPITAL INC Financial Services 14,019.0 $207K 0.00% $14.77 +4.9%
Page 18 of 19  ·  375 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.1%
Financial Services 14.0%
Communication Services 13.0%
Consumer Cyclical 12.6%
Healthcare 8.4%
Energy 6.5%
Industrials 4.4%
Consumer Defensive 3.7%
Basic Materials 3.6%
Utilities 3.5%