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Portfolio (Quarterly) Guide ↗

Financial Management Professionals, Inc.

· CIK 0001568132
13F Portfolio $961M AUM Filed Oct 15, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 947 New
Page 11 of 48  ·  947 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 F Ford Motor Co Consumer Cyclical 8,685.0 $104K 0.01% NEW $11.96 +20.5%
202 RCL Royal Caribbean Group F Consumer Cyclical 308.0 $100K 0.01% NEW $324.58 -3.6%
203 GDX Vaneck Gold Miners ETF 1,301.0 $99K 0.01% NEW $76.42 +14.1%
204 VGSH Vanguard Short Term Treasury ETF 1,650.0 $97K 0.01% NEW $58.84 -1.1%
205 OKE Oneok Inc Energy 1,324.0 $97K 0.01% NEW $72.95 +18.3%
206 MRVL Marvell Technology Inc Technology 1,135.0 $95K 0.01% NEW $84.07 +231.5%
207 STX Seagate Technology HLD F Technology 400.0 $95K 0.01% NEW $236.78 +335.6%
208 CRM Salesforce Com Technology 397.0 $94K 0.01% NEW $237.67 -32.0%
209 PFE Pfizer Inc Healthcare 3,574.0 $91K 0.01% NEW $25.48 +2.2%
210 VUSB Vanguard Ultra Short Bond ETF 1,805.0 $90K 0.01% NEW $50.00 -0.5%
211 SUB iShares Short Term NTNL Mun BND ETF 844.0 $90K 0.01% NEW $106.78 -0.3%
212 CL Colgate-Palmolive Co Consumer Defensive 1,080.0 $86K 0.01% NEW $79.94 +13.4%
213 VSEC V S E Corp Industrials 504.0 $84K 0.01% NEW $166.12 +19.5%
214 CAT Caterpillar Inc Industrials 172.0 $82K 0.01% NEW $477.15 +98.1%
215 SOUN Soundhound Ai Inc Class A Technology 5,050.0 $81K 0.01% NEW $16.08 -56.3%
216 LDUR PIMCO Enhncd LW DRTN Actv ETF 811.0 $78K 0.01% NEW $96.15 -0.6%
217 VZ Verizon Communicatn Communication Services 1,774.0 $78K 0.01% NEW $43.95 +7.1%
218 WFC Wells Fargo & Co Financial Services 925.0 $78K 0.01% NEW $83.86 -0.9%
219 B Barrick MNG Corp F Basic Materials 2,314.0 $76K 0.01% NEW $32.77 +30.5%
220 SGOV iShares 0 To 3 MNTH Treasury BND ETF 750.0 $76K 0.01% NEW $100.70 -0.2%
Page 11 of 48  ·  947 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 31.9%
Technology 26.8%
Consumer Cyclical 7.8%
Healthcare 7.1%
Energy 6.7%
Industrials 5.6%
Communication Services 4.7%
Consumer Defensive 3.8%
Basic Materials 2.6%
Utilities 1.9%