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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 17 of 21  ·  408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 ESGU ISHARES TR 3,429.0 $485K 0.01% +137.0 +4.2% $141.42 +15.4%
322 EL LAUDER ESTEE COS INC Consumer Defensive 6,734.0 $483K 0.01% +2K +33.2% $71.78 +18.2%
323 AUPH AURINIA PHARMACEUTICALS INC Healthcare 31,592.0 $468K 0.01% +4K +15.6% $14.82 +11.1%
324 BOTZ GLOBAL X FDS 13,944.0 $463K 0.01% +7K +98.2% $33.22 +15.5%
325 FTV FORTIVE CORP Technology 8,367.0 $463K 0.01% +1K +15.2% $55.28 +10.4%
326 STE STERIS PLC Healthcare 2,018.0 $446K 0.01% +530.0 +35.6% $221.19 -8.4%
327 FSM FORTUNA MNG CORP Basic Materials 44,923.0 $446K 0.01% +8K +21.9% $9.93 -6.7%
328 NTRA NATERA INC Healthcare 2,191.0 $438K 0.01% +357.0 +19.5% $199.99 +15.7%
329 RKT ROCKET COS INC Financial Services 30,437.0 $434K 0.01% +7K +30.4% $14.25 +1.2%
330 IGV ISHARES TR 5,392.0 $432K 0.01% +555.0 +11.5% $80.05 +11.3%
331 AVSC AMERICAN CENTY ETF TR 6,928.0 $432K 0.01% +1K +17.1% $62.30 +13.9%
332 STM STMICROELECTRONICS N V Technology 12,362.0 $427K 0.01% +2K +17.5% $34.55 +126.9%
333 SLF SUN LIFE FINANCIAL INC. Financial Services 6,821.0 $427K 0.01% +3K +68.2% $62.56 +26.2%
334 LPL LG DISPLAY CO LTD Technology 109,423.0 $425K 0.01% +26K +31.5% $3.88 +19.6%
335 DECK DECKERS OUTDOOR CORP Consumer Cyclical 4,213.0 $422K 0.01% +628.0 +17.5% $100.09 +9.0%
336 FRDM EA SERIES TRUST 7,313.0 $401K 0.01% +633.0 +9.5% $54.88 +38.6%
337 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 1,190.0 $394K 0.01% +198.0 +20.0% $330.92 -16.0%
338 EXEL EXELIXIS INC Healthcare 8,883.0 $381K 0.01% +1K +13.3% $42.89 +21.0%
339 CNI CANADIAN NATL RY CO Industrials 3,702.0 $380K 0.01% +2K +82.5% $102.78 +10.4%
340 TLK TELEKOMUNIKASI IND Communication Services 20,100.0 $375K 0.01% +3K +21.0% $18.68 -20.3%
Page 17 of 21  ·  408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%