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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 3 of 21  ·  408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 VZ VERIZON COMMUNICATIONS INC Communication Services 148,104.0 $7.4M 0.18% +23K +18.3% $50.20 -9.6%
42 TMUS T-MOBILE US INC Communication Services 34,321.0 $7.2M 0.17% +4K +11.9% $210.03 -13.5%
43 BMY BRISTOL-MYERS SQUIBB CO Healthcare 118,132.0 $7.2M 0.17% +42K +55.2% $60.65 -11.0%
44 DUK DUKE ENERGY CORP NEW Utilities 54,158.0 $7.1M 0.17% +6K +12.6% $130.94 -5.4%
45 PFE PFIZER INC Healthcare 250,656.0 $7.0M 0.17% +49K +24.6% $28.08 -10.2%
46 ANGLOGOLD ASHANTI PLC 68,819.0 $6.7M 0.16% +3K +4.7% $97.36
47 KR KROGER CO Consumer Defensive 90,149.0 $6.5M 0.16% +5K +6.2% $72.36 -21.8%
48 TPR TAPESTRY INC Consumer Cyclical 44,296.0 $6.3M 0.15% +4K +9.2% $141.11 +1.7%
49 PEP PEPSICO INC Consumer Defensive 40,094.0 $6.2M 0.15% +6K +17.2% $155.29 -8.5%
50 JCI JOHNSON CONTROLS INTERNATION Industrials 46,883.0 $6.2M 0.15% +9K +22.9% $131.32 +10.3%
51 NVS NOVARTIS AG Healthcare 39,296.0 $6.0M 0.15% +2K +4.1% $152.75 -3.7%
52 QQQM INVESCO EXCH TRADED FD TR II 25,141.0 $6.0M 0.14% +155.0 +0.6% $237.63 +28.1%
53 CL COLGATE PALMOLIVE CO Consumer Defensive 65,483.0 $5.6M 0.14% +675.0 +1.0% $85.23 +5.0%
54 ULTA ULTA BEAUTY INC Consumer Cyclical 10,655.0 $5.6M 0.14% +172.0 +1.6% $522.73 -12.7%
55 ETN EATON CORP PLC Industrials 15,565.0 $5.6M 0.14% +610.0 +4.1% $357.68 +17.9%
56 TXN TEXAS INSTRS INC Technology 27,563.0 $5.4M 0.13% +4K +19.1% $194.14 +66.3%
57 DE DEERE & CO Industrials 9,285.0 $5.2M 0.13% +2K +21.8% $564.95 +4.3%
58 KO COCA COLA CO Consumer Defensive 68,371.0 $5.2M 0.13% +13K +22.5% $76.57 +3.7%
59 PPTA PERPETUA RESOURCES CORP Basic Materials 179,002.0 $5.0M 0.12% +75K +72.7% $28.12 -13.5%
60 FNV FRANCO NEV CORP Basic Materials 20,011.0 $4.9M 0.12% +264.0 +1.3% $247.06 -11.3%
Page 3 of 21  ·  408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%