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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 2 of 7  ·  136 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 DLR DIGITAL RLTY TR INC Real Estate 3,635.0 $655K 0.02% NEW $180.24 +4.4%
22 LYB LYONDELLBASELL INDUSTRIES NV Basic Materials 8,047.0 $648K 0.02% NEW $80.56 -25.4%
23 NVT NVENT ELEC PLC Industrials 5,287.0 $625K 0.01% NEW $118.29 +49.6%
24 WDAY WORKDAY INC Technology 4,784.0 $622K 0.01% NEW $129.92 -10.0%
25 YUM YUM BRANDS INC Consumer Cyclical 3,967.0 $617K 0.01% NEW $155.48 -2.2%
26 WLK WESTLAKE CORPORATION Basic Materials 5,171.0 $604K 0.01% NEW $116.82 -31.3%
27 COOPER COS INC 8,428.0 $603K 0.01% NEW $71.50
28 IPGP IPG PHOTONICS CORP Technology 5,175.0 $593K 0.01% NEW $114.59 +3.0%
29 CHIPMOS TECHNOLOGIES INC 16,397.0 $587K 0.01% NEW $35.78
30 EWS ISHARES INC 18,069.0 $510K 0.01% NEW $28.22 +5.6%
31 OTIS OTIS WORLDWIDE CORP Industrials 6,597.0 $508K 0.01% NEW $77.08 -4.9%
32 CARR CARRIER GLOBAL CORPORATION Industrials 8,981.0 $506K 0.01% NEW $56.31 +27.5%
33 AVAV AEROVIRONMENT INC Industrials 2,742.0 $502K 0.01% NEW $183.05 -7.3%
34 ASTS AST SPACEMOBILE INC Technology 5,985.0 $496K 0.01% NEW $82.87 -2.7%
35 AME AMETEK INC Industrials 2,265.0 $486K 0.01% NEW $214.41 +10.7%
36 AUR AURORA INNOVATION INC Technology 114,082.0 $470K 0.01% NEW $4.12 +52.4%
37 VSAT VIASAT INC Technology 10,042.0 $460K 0.01% NEW $45.80 +40.0%
38 WRB BERKLEY W R CORP Financial Services 6,923.0 $459K 0.01% NEW $66.28 +1.4%
39 MRNA MODERNA INC Healthcare 8,946.0 $454K 0.01% NEW $50.80 +25.9%
40 CWB SPDR SERIES TRUST 4,835.0 $442K 0.01% NEW $91.52 +20.8%
Page 2 of 7  ·  136 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%