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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 7 of 7  ·  136 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 BOH BANK HAWAII CORP Financial Services 2,701.0 $201K 0.01% NEW $74.25 +4.8%
122 SEIC SEI INVTS CO Financial Services 2,554.0 $200K 0.01% NEW $78.48 +14.0%
123 BBWI BATH & BODY WORKS INC Consumer Cyclical 10,480.0 $196K 0.01% NEW $18.67 +10.1%
124 ATAIBECKLEY INC 52,075.0 $184K 0.00% NEW $3.54
125 NXP NUVEEN SELECT TAX-FREE INCOM Financial Services 11,169.0 $160K 0.00% NEW $14.35 -0.4%
126 ANGI ANGI INC Communication Services 23,274.0 $159K 0.00% NEW $6.85 -26.7%
127 UA UNDER ARMOUR INC Consumer Cyclical 27,479.0 $159K 0.00% NEW $5.79 +1.4%
128 HOPE HOPE BANCORP INC Financial Services 11,924.0 $133K 0.00% NEW $11.17 +15.0%
129 IMMUNITYBIO INC 16,127.0 $124K 0.00% NEW $7.67
130 LCID LUCID GROUP INC Consumer Cyclical 11,539.0 $110K 0.00% NEW $9.53 -43.8%
131 FRSH FRESHWORKS INC Technology 13,633.0 $109K 0.00% NEW $8.03 +10.3%
132 MEI METHODE ELECTRS INC Technology 13,510.0 $75K 0.00% NEW $5.52 +154.0%
133 QUBT QUANTUM COMPUTING INC Technology 10,000.0 $68K 0.00% NEW $6.85 +57.1%
134 AMBP ARDAGH METAL PACKAGING S A Consumer Cyclical 14,340.0 $58K 0.00% NEW $4.05 +7.2%
135 RPD RAPID7 INC Technology 10,447.0 $58K 0.00% NEW $5.51 +22.1%
136 BITFARMS LTD 12,560.0 $24K 0.00% NEW $1.95
Page 7 of 7  ·  136 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%