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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 13 of 56  ·  1,109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 SAP SAP SE Technology 16,944.0 $2.9M 0.07% -1K -5.8% $171.22 -9.3%
242 SMFG SUMITOMO MITSUI FIN GRP INC Financial Services 146,641.0 $2.9M 0.07% -7K -4.7% $19.75 +27.7%
243 MUFG MITSUBISHI UFJ FINANCIAL GRO Financial Services 170,238.0 $2.9M 0.07% +5K +2.9% $16.97 +24.2%
244 CENX CENTURY ALUM CO Basic Materials 49,141.0 $2.9M 0.07% NEW $58.69 -11.9%
245 AIG AMERICAN INTL GROUP INC Financial Services 38,322.0 $2.9M 0.07% -959.0 -2.4% $75.25 -1.6%
246 BSX BOSTON SCIENTIFIC CORP Healthcare 45,921.0 $2.9M 0.07% -17K -26.6% $62.75 -27.8%
247 ADSK AUTODESK INC Technology 12,028.0 $2.9M 0.07% -499.0 -4.0% $239.41 -19.0%
248 NOC NORTHROP GRUMMAN CORP Industrials 4,168.0 $2.8M 0.07% +1K +35.3% $682.27 -23.6%
249 NOW SERVICENOW INC Technology 27,170.0 $2.8M 0.07% +2K +7.8% $104.55 -9.1%
250 MMM 3M CO Industrials 19,556.0 $2.8M 0.07% -3K -12.9% $145.23 +10.6%
251 DVN DEVON ENERGY CORP NEW Energy 56,392.0 $2.8M 0.07% +14K +32.1% $50.32 -16.3%
252 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 17,955.0 $2.8M 0.07% +7K +60.1% $157.28 -14.9%
253 XLY SELECT SECTOR SPDR TR 25,855.0 $2.8M 0.07% -1K -4.1% $108.98 +7.5%
254 ED CONSOLIDATED EDISON INC Utilities 24,822.0 $2.8M 0.07% -2K -6.2% $113.18 -6.0%
255 DHR DANAHER CORP DEL Healthcare 14,781.0 $2.8M 0.07% +3K +26.6% $190.04 -6.8%
256 WAB WABTEC Industrials 11,225.0 $2.8M 0.07% -2K -15.7% $249.93 +9.6%
257 XLF SELECT SECTOR SPDR TR 56,527.0 $2.8M 0.07% $49.37 +8.5%
258 SPYG SPDR SERIES TRUST 28,472.0 $2.8M 0.07% -1K -4.3% $97.91 +22.1%
259 DAL DELTA AIR LINES INC Industrials 41,783.0 $2.8M 0.07% -5K -10.7% $66.48 +26.6%
260 CME CME GROUP INC Financial Services 9,293.0 $2.7M 0.07% +3K +51.9% $295.36 -16.6%
Page 13 of 56  ·  1,109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%