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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 37 of 56  ·  1,109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 ALLE ALLEGION PLC Industrials 3,748.0 $545K 0.01% +186.0 +5.2% $145.29 -8.1%
722 SE SEA LTD Consumer Cyclical 6,575.0 $545K 0.01% +2K +35.3% $82.82 +10.2%
723 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 7,710.0 $544K 0.01% +1K +15.9% $70.51 -23.1%
724 PCTY PAYLOCITY HLDG CORP Technology 5,031.0 $544K 0.01% -9K -65.2% $108.04 -6.5%
725 IYH ISHARES TR 8,800.0 $542K 0.01% $61.64 +1.7%
726 ROBO EXCHANGE TRADED CONCEPTS TRU 7,908.0 $541K 0.01% $68.43 +25.7%
727 ALLY ALLY FINL INC Financial Services 13,788.0 $541K 0.01% +7K +91.5% $39.23 +16.0%
728 PKX POSCO HOLDINGS INC Basic Materials 9,158.0 $539K 0.01% +679.0 +8.0% $58.89 +3.1%
729 APTIV PLC 7,668.0 $532K 0.01% -6K -44.8% $69.44
730 AAOI APPLIED OPTOELECTRONICS INC Technology 6,245.0 $528K 0.01% $84.59 +91.3%
731 ESLT ELBIT SYS LTD Industrials 618.0 $525K 0.01% +91.0 +17.3% $849.09 -7.2%
732 NMR NOMURA HLDGS INC Financial Services 66,450.0 $524K 0.01% +18K +37.1% $7.89 +13.7%
733 WDS WOODSIDE ENERGY GROUP LTD Energy 21,927.0 $524K 0.01% +3K +15.5% $23.88 -16.0%
734 SAM BOSTON BEER INC Consumer Defensive 2,264.0 $522K 0.01% -926.0 -29.0% $230.40 -23.6%
735 RDW REDWIRE CORPORATION Industrials 61,329.0 $521K 0.01% +2K +3.1% $8.50 +68.8%
736 BR BROADRIDGE FINL SOLUTIONS IN Technology 3,172.0 $520K 0.01% +1K +76.4% $163.97 -16.1%
737 VDE VANGUARD WORLD FD 2,994.0 $518K 0.01% $173.08 -12.3%
738 DFEM DIMENSIONAL ETF TRUST 14,957.0 $517K 0.01% $34.55 +21.9%
739 BHC BAUSCH HEALTH COS INC Healthcare 95,290.0 $515K 0.01% +46K +91.6% $5.40 -11.7%
740 WTW WILLIS TOWERS WATSON PLC LTD Financial Services 1,762.0 $514K 0.01% -295.0 -14.3% $291.65 -12.5%
Page 37 of 56  ·  1,109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%