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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 40 of 56  ·  1,109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 FDL FIRST TR EXCHANGE-TRADED FD 8,800.0 $447K 0.01% $50.80 -3.4%
782 STE STERIS PLC Healthcare 2,018.0 $446K 0.01% +530.0 +35.6% $221.19 -8.4%
783 FSM FORTUNA MNG CORP Basic Materials 44,923.0 $446K 0.01% +8K +21.9% $9.93 -6.7%
784 CWEN CLEARWAY ENERGY INC Utilities 11,321.0 $445K 0.01% -3K -23.6% $39.29 -4.8%
785 ARKK ARK ETF TR 6,565.0 $444K 0.01% -344.0 -5.0% $67.59 +18.6%
786 SBAC SBA COMMUNICATIONS CORP Real Estate 2,575.0 $443K 0.01% -7K -73.2% $172.11 +8.6%
787 CWB SPDR SERIES TRUST 4,835.0 $442K 0.01% NEW $91.52 +20.8%
788 GBCI GLACIER BANCORP INC NEW Financial Services 9,841.0 $440K 0.01% NEW $44.67 +8.4%
789 DFSI DIMENSIONAL ETF TRUST 10,341.0 $438K 0.01% -527.0 -4.8% $42.40 +8.3%
790 NTRA NATERA INC Healthcare 2,191.0 $438K 0.01% +357.0 +19.5% $199.99 +15.7%
791 EMBOTELLADORA ANDINA S A 17,372.0 $438K 0.01% $25.22
792 SWKS SKYWORKS SOLUTIONS INC Technology 8,123.0 $435K 0.01% -23K -73.7% $53.55 +35.3%
793 KKR KKR & CO INC Financial Services 4,695.0 $434K 0.01% -5K -53.3% $92.51 +4.9%
794 RKLB ROCKET LAB CORP Industrials 6,759.0 $434K 0.01% NEW $64.23 +67.0%
795 RKT ROCKET COS INC Financial Services 30,437.0 $434K 0.01% +7K +30.4% $14.25 +1.2%
796 IGV ISHARES TR 5,392.0 $432K 0.01% +555.0 +11.5% $80.05 +11.3%
797 AVSC AMERICAN CENTY ETF TR 6,928.0 $432K 0.01% +1K +17.1% $62.30 +13.9%
798 PAVE GLOBAL X FDS 8,488.0 $431K 0.01% -101.0 -1.2% $50.81 +15.3%
799 SOXX ISHARES TR 1,305.0 $429K 0.01% -284.0 -17.9% $328.66 +94.6%
800 H HYATT HOTELS CORP Consumer Cyclical 2,980.0 $429K 0.01% -6K -67.0% $143.79 +40.5%
Page 40 of 56  ·  1,109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%