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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 44 of 56  ·  1,109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 23,789.0 $358K 0.01% +6K +36.3% $15.05 +9.8%
862 IHG INTERCONTINENTAL HOTELS GROU Consumer Cyclical 2,665.0 $356K 0.01% +198.0 +8.0% $133.46 +28.1%
863 SRRK SCHOLAR ROCK HLDG CORP Healthcare 7,230.0 $355K 0.01% +971.0 +15.5% $49.16 -3.7%
864 LAUR LAUREATE ED INC Consumer Defensive 10,165.0 $354K 0.01% -4K -26.6% $34.84 +4.6%
865 VOTE TCW ETF TRUST 4,637.0 $354K 0.01% $76.31 +15.8%
866 SLAB SILICON LABORATORIES INC Technology 1,695.0 $353K 0.01% -1K -40.9% $208.15 +5.6%
867 CHWY CHEWY INC Consumer Cyclical 13,041.0 $352K 0.01% +7K +106.6% $27.00 -32.6%
868 KRP KIMBELL RTY PARTNERS LP Energy 24,182.0 $350K 0.01% $14.47 +2.1%
869 CMS CMS ENERGY CORP Utilities 4,506.0 $350K 0.01% -9K -65.5% $77.58 -5.4%
870 EQT EQT CORP Energy 5,469.0 $348K 0.01% -2K -26.2% $63.64 -20.3%
871 DFAX DIMENSIONAL ETF TRUST 10,206.0 $347K 0.01% $33.97 +11.7%
872 GMAB GENMAB A/S Healthcare 12,910.0 $346K 0.01% +3K +36.9% $26.83 -5.8%
873 HEI HEICO CORP NEW Industrials 1,262.0 $346K 0.01% -4K -76.7% $274.33 +22.9%
874 OGE OGE ENERGY CORP Utilities 7,196.0 $345K 0.01% NEW $47.96 -1.4%
875 MYE MYERS INDS INC Consumer Cyclical 16,143.0 $344K 0.01% NEW $21.33 +28.5%
876 LVS LAS VEGAS SANDS CORP Consumer Cyclical 6,299.0 $339K 0.01% NEW $53.88 -9.6%
877 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 19,739.0 $338K 0.01% $17.12 +19.9%
878 CPA COPA HOLDINGS SA Industrials 2,970.0 $337K 0.01% NEW $113.62 +32.9%
879 OVV OVINTIV INC Energy 5,658.0 $336K 0.01% NEW $59.36 -11.7%
880 WULF TERAWULF INC Financial Services 23,247.0 $335K 0.01% +11K +85.0% $14.43 +100.8%
Page 44 of 56  ·  1,109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%