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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 54 of 56  ·  1,109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 HTGC HERCULES CAPITAL INC Financial Services 11,515.0 $170K 0.00% -3K -19.0% $14.77 +4.9%
1062 PBYI PUMA BIOTECHNOLOGY INC Healthcare 25,989.0 $166K 0.00% +10K +58.0% $6.39 +18.3%
1063 NXP NUVEEN SELECT TAX-FREE INCOM Financial Services 11,169.0 $160K 0.00% NEW $14.35 -0.4%
1064 ANGI ANGI INC Communication Services 23,274.0 $159K 0.00% NEW $6.85 -26.7%
1065 UA UNDER ARMOUR INC Consumer Cyclical 27,479.0 $159K 0.00% NEW $5.79 +1.4%
1066 AMCX AMC NETWORKS INC Communication Services 22,328.0 $152K 0.00% -202.0 -0.9% $6.79 +37.8%
1067 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 10,497.0 $146K 0.00% +158.0 +1.5% $13.88 +26.3%
1068 WTI W & T OFFSHORE INC Energy 41,202.0 $140K 0.00% $3.41 -5.9%
1069 ENVX ENOVIX CORPORATION Industrials 26,870.0 $139K 0.00% -505.0 -1.8% $5.18 +36.7%
1070 MSOS ADVISORSHARES TR 39,191.0 $139K 0.00% +15K +62.0% $3.55 +40.6%
1071 HOPE HOPE BANCORP INC Financial Services 11,924.0 $133K 0.00% NEW $11.17 +15.0%
1072 IMMUNITYBIO INC 16,127.0 $124K 0.00% NEW $7.67
1073 KRNY KEARNY FINL CORP MD Financial Services 16,358.0 $124K 0.00% $7.55 +12.2%
1074 RXST RXSIGHT INC Healthcare 18,803.0 $116K 0.00% -2K -11.5% $6.16 -23.2%
1075 VGSR MANAGER DIRECTED PORTFOLIOS 11,206.0 $116K 0.00% +102.0 +0.9% $10.33 +9.2%
1076 AI C3 AI INC Technology 13,689.0 $115K 0.00% -12K -47.3% $8.42 +22.3%
1077 TME TENCENT MUSIC ENTMT GROUP Communication Services 12,161.0 $113K 0.00% -5K -28.5% $9.28 -5.9%
1078 LCID LUCID GROUP INC Consumer Cyclical 11,539.0 $110K 0.00% NEW $9.53 -43.8%
1079 FRSH FRESHWORKS INC Technology 13,633.0 $109K 0.00% NEW $8.03 +10.3%
1080 NUS NU SKIN ENTERPRISES INC Consumer Defensive 14,784.0 $108K 0.00% -9K -37.4% $7.28 -31.0%
Page 54 of 56  ·  1,109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%