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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 1 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 ITOT ISHARES TR 156,075.0 $22.9M 1.24% +3K +1.7% $146.88 +10.4%
2 TSLA TESLA INC Consumer Cyclical 49,661.0 $22.1M 1.20% +926.0 +1.9% $445.73 -11.1%
3 GLD SPDR GOLD TR Financial Services 43,129.0 $17.3M 0.94% +3K +7.1% $401.98 -3.3%
4 BSV VANGUARD BD INDEX FDS 210,601.0 $16.6M 0.90% +6K +2.7% $78.97 -1.7%
5 BND VANGUARD BD INDEX FDS 216,823.0 $16.2M 0.88% +8K +4.1% $74.70 -2.1%
6 XLK SELECT SECTOR SPDR TR 51,630.0 $14.9M 0.81% +3K +5.3% $288.11 -35.5%
7 VEA VANGUARD TAX-MANAGED FDS 245,409.0 $14.8M 0.81% +2K +0.8% $60.48 +19.0%
8 DFAC DIMENSIONAL ETF TRUST 353,624.0 $13.7M 0.74% +13K +3.9% $38.60 +13.4%
9 AGG ISHARES TR 130,310.0 $13.2M 0.71% +11K +9.2% $101.08 -2.4%
10 LLY ELI LILLY & CO Healthcare 15,293.0 $12.3M 0.67% +1K +8.6% $803.60 +38.4%
11 AVUV AMERICAN CENTY ETF TR 123,004.0 $12.2M 0.66% +9K +7.9% $99.32 +21.6%
12 VNQ VANGUARD INDEX FDS 127,613.0 $11.7M 0.63% +3K +2.0% $91.60 +4.4%
13 BNDX VANGUARD CHARLOTTE FDS 227,177.0 $11.3M 0.61% +6K +2.7% $49.61 -2.6%
14 BIV VANGUARD BD INDEX FDS 132,605.0 $10.4M 0.56% +7K +5.2% $78.23 -2.5%
15 IWD ISHARES TR 47,292.0 $9.6M 0.52% +2K +3.9% $203.79 +18.0%
16 DFSU DIMENSIONAL ETF TRUST 214,971.0 $9.1M 0.49% +11K +5.5% $42.47 +8.5%
17 BOXX EA SERIES TRUST 72,242.0 $8.2M 0.45% +2K +2.1% $114.09 +2.6%
18 CRSP CRISPR THERAPEUTICS AG Healthcare 101,769.0 $7.5M 0.41% +83K +455.7% $73.97 -28.2%
19 SILJ AMPLIFY ETF TR 291,477.0 $7.3M 0.40% +210K +258.5% $24.99 +14.4%
20 CCJ CAMECO CORP Energy 82,196.0 $7.1M 0.38% +1K +1.3% $85.87 +23.1%
Page 1 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%