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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 10 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 TRGP TARGA RES CORP Energy 2,185.0 $330K 0.02% +16.0 +0.7% $151.06 +72.6%
182 ADSK AUTODESK INC Technology 1,031.0 $317K 0.02% +44.0 +4.5% $307.95 -37.3%
183 PBR PETROLEO BRASILEIRO SA PETRO Energy 27,118.0 $317K 0.02% +430.0 +1.6% $11.69 +43.6%
184 JAVA J P MORGAN EXCHANGE TRADED F 4,572.0 $317K 0.02% +31.0 +0.7% $69.31 +13.9%
185 JBND J P MORGAN EXCHANGE TRADED F 5,664.0 $310K 0.02% +1K +28.6% $54.65 -2.5%
186 SHV ISHARES TR 2,687.0 $297K 0.02% +14.0 +0.5% $110.37 -0.2%
187 IBDV ISHARES TR 12,771.0 $284K 0.01% +104.0 +0.8% $22.22 -2.3%
188 AGNC AGNC INVT CORP Real Estate 27,803.0 $281K 0.01% +1K +4.4% $10.09 +2.0%
189 FQAL FIDELITY COVINGTON TRUST 3,564.0 $266K 0.01% +253.0 +7.6% $74.65 +7.7%
190 CMBS ISHARES TR 5,365.0 $264K 0.01% +1K +29.2% $49.29 -1.6%
191 IBDU ISHARES TR 11,204.0 $264K 0.01% +101.0 +0.9% $23.54 -2.0%
192 COF CAPITAL ONE FINL CORP Financial Services 1,197.0 $256K 0.01% +34.0 +2.9% $213.87 -6.1%
193 IBDX ISHARES TR 9,636.0 $248K 0.01% +108.0 +1.1% $25.78 -2.9%
194 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 4,743.0 $240K 0.01% +27.0 +0.6% $50.54 -43.8%
195 EXPD EXPEDITORS INTL WASH INC Industrials 1,964.0 $239K 0.01% +40.0 +2.1% $121.54 +32.1%
196 ITW ILLINOIS TOOL WKS INC Industrials 934.0 $238K 0.01% +20.0 +2.2% $254.58 +3.0%
197 MDLZ MONDELEZ INTL INC Consumer Defensive 3,755.0 $236K 0.01% +25.0 +0.7% $62.79 -3.1%
198 IBDW ISHARES TR 10,981.0 $234K 0.01% +121.0 +1.1% $21.32 -2.8%
199 GM GENERAL MTRS CO Consumer Cyclical 3,980.0 $233K 0.01% +62.0 +1.6% $58.56 +35.9%
200 CGW INVESCO EXCH TRADED FD TR II 3,456.0 $226K 0.01% +170.0 +5.2% $65.37 -4.0%
Page 10 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%