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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 11 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CME CME GROUP INC Financial Services 840.0 $226K 0.01% +26.0 +3.2% $268.70 -6.0%
202 NUE NUCOR CORP Basic Materials 1,643.0 $223K 0.01% +10.0 +0.6% $135.89 +85.9%
203 GNMA ISHARES TR 4,972.0 $223K 0.01% +25.0 +0.5% $44.88 -2.0%
204 AVRE AMERICAN CENTY ETF TR 5,003.0 $223K 0.01% +100.0 +2.0% $44.48 +5.4%
205 RIG TRANSOCEAN LTD Energy 27,830.0 $90K 0.01% +4K +14.6% $3.24 +72.4%
206 TDAY GANNETT CO INC Communication Services 17,414.0 $72K 0.00% +6K +47.0% $4.13 +91.8%
207 LINEAGE CELL THERAPEUTICS IN 35,000.0 $57K 0.00% +20K +133.3% $1.64
Page 11 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%