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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 2 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 COIN COINBASE GLOBAL INC Financial Services 18,996.0 $6.5M 0.35% +2K +11.0% $342.42 -51.8%
22 SCHD SCHWAB STRATEGIC TR 230,831.0 $6.2M 0.34% +3K +1.4% $27.05 +18.0%
23 IXUS ISHARES TR 73,534.0 $6.2M 0.34% +1K +1.7% $84.26 +13.6%
24 VBR VANGUARD INDEX FDS 28,664.0 $6.0M 0.32% +1K +3.7% $208.57 +13.6%
25 IEMG ISHARES INC 87,630.0 $5.9M 0.32% +2K +2.4% $67.78 +22.5%
26 VTEB VANGUARD MUN BD FDS 114,553.0 $5.8M 0.31% +2K +1.9% $50.27 +0.0%
27 JNJ JOHNSON & JOHNSON Healthcare 28,715.0 $5.5M 0.30% +5K +21.1% $190.92 +22.7%
28 RWL INVESCO EXCH TRADED FD TR II 48,564.0 $5.4M 0.29% +876.0 +1.8% $111.50 +14.2%
29 ORCL ORACLE CORP Technology 19,301.0 $5.4M 0.29% +367.0 +1.9% $279.03 -34.2%
30 DIA SPDR DOW JONES INDL AVERAGE Financial Services 11,269.0 $5.3M 0.28% +126.0 +1.1% $466.57 +10.7%
31 VOT VANGUARD INDEX FDS 17,584.0 $5.2M 0.28% +126.0 +0.7% $293.51 +2.6%
32 XMMO INVESCO EXCHANGE TRADED FD T 37,233.0 $5.0M 0.27% +376.0 +1.0% $135.28 +25.5%
33 VWO VANGUARD INTL EQUITY INDEX F 91,811.0 $5.0M 0.27% +2K +1.9% $54.78 +9.2%
34 RWK INVESCO EXCH TRADED FD TR II 39,595.0 $4.9M 0.27% +646.0 +1.7% $124.94 +14.7%
35 AMGN AMGEN INC Healthcare 15,820.0 $4.8M 0.26% +495.0 +3.2% $302.24 +13.0%
36 VSS VANGUARD INTL EQUITY INDEX F 31,248.0 $4.5M 0.24% +1K +3.9% $142.66 +10.6%
37 IWY ISHARES TR 14,226.0 $3.9M 0.21% +890.0 +6.7% $276.04 +3.2%
38 EFA ISHARES TR 41,632.0 $3.9M 0.21% +1K +3.5% $93.97 +10.4%
39 FVD FIRST TR EXCHANGE-TRADED FD 81,938.0 $3.8M 0.20% +2K +2.2% $46.07 +3.4%
40 DYNF BLACKROCK ETF TRUST 62,499.0 $3.7M 0.20% +13K +25.4% $59.48 +12.7%
Page 2 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%