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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 3 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 LEIDOS HOLDINGS INC 19,049.0 $3.6M 0.20% +17K +793.9% $190.49
42 COWZ PACER FDS TR 63,016.0 $3.6M 0.20% +1K +2.1% $57.46 +8.3%
43 EMB ISHARES TR 36,606.0 $3.5M 0.19% +695.0 +1.9% $95.38 +0.9%
44 XLY SELECT SECTOR SPDR TR 14,516.0 $3.4M 0.19% +4K +34.3% $236.35 -51.1%
45 SPTS SPDR SERIES TRUST 115,943.0 $3.4M 0.18% +3K +2.4% $29.36 -1.5%
46 TIP ISHARES TR 30,232.0 $3.4M 0.18% +491.0 +1.6% $111.77 -2.5%
47 VEEV VEEVA SYS INC Healthcare 11,706.0 $3.3M 0.18% +511.0 +4.6% $285.91 -42.9%
48 ABT ABBOTT LABS Healthcare 24,691.0 $3.2M 0.18% +2K +6.5% $131.32 -32.6%
49 VGSH VANGUARD SCOTTSDALE FDS 53,838.0 $3.2M 0.17% +2K +3.0% $58.88 -1.4%
50 ETHE GRAYSCALE ETHEREUM TRUST ETF Financial Services 96,624.0 $3.2M 0.17% +54K +128.6% $32.74 -57.2%
51 FBND FIDELITY MERRIMACK STR TR 67,607.0 $3.2M 0.17% +18K +37.0% $46.73 -2.7%
52 T AT&T INC Communication Services 117,115.0 $3.1M 0.17% +3K +2.8% $26.19 -14.3%
53 OEF ISHARES TR 8,759.0 $2.9M 0.16% +387.0 +4.6% $336.33 +8.3%
54 DFIC DIMENSIONAL ETF TRUST 81,361.0 $2.7M 0.15% +2K +2.6% $32.97 +15.5%
55 DUHP DIMENSIONAL ETF TRUST 66,844.0 $2.5M 0.14% +4K +6.1% $37.83 +8.2%
56 ASML ASML HOLDING N V Technology 2,413.0 $2.5M 0.14% +205.0 +9.3% $1038.85 +79.8%
57 CAT CATERPILLAR INC Industrials 4,909.0 $2.5M 0.14% +253.0 +5.4% $509.93 +87.5%
58 XLV SELECT SECTOR SPDR TR 17,006.0 $2.5M 0.13% +3K +22.0% $144.79 +4.1%
59 SCHZ SCHWAB STRATEGIC TR 102,632.0 $2.4M 0.13% +5K +4.8% $23.64 -2.4%
60 TMO THERMO FISHER SCIENTIFIC INC Healthcare 4,396.0 $2.4M 0.13% +634.0 +16.9% $542.15 -14.8%
Page 3 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%