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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 4 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 UNH UNITEDHEALTH GROUP INC Healthcare 6,539.0 $2.4M 0.13% +1K +27.6% $364.25 +9.7%
62 VWOB VANGUARD WHITEHALL FDS 33,471.0 $2.3M 0.12% +2K +5.6% $67.27 -0.2%
63 AVDE AMERICAN CENTY ETF TR 27,141.0 $2.2M 0.12% +509.0 +1.9% $79.41 +13.4%
64 SNOW SNOWFLAKE INC Technology 8,452.0 $2.1M 0.11% +3K +44.3% $245.55 -4.5%
65 AVEM AMERICAN CENTY ETF TR 25,357.0 $2.0M 0.11% +6K +29.4% $76.96 +25.6%
66 VZ VERIZON COMMUNICATIONS INC Communication Services 45,535.0 $1.9M 0.10% +994.0 +2.2% $40.98 +14.0%
67 FREL FIDELITY COVINGTON TRUST 66,651.0 $1.9M 0.10% +2K +3.6% $27.98 +3.8%
68 XLG INVESCO EXCHANGE TRADED FD T 31,962.0 $1.9M 0.10% +17K +113.6% $58.19 +5.2%
69 VFQY VANGUARD WELLINGTON FD 12,262.0 $1.9M 0.10% +2K +21.8% $151.03 +9.6%
70 DFIP DIMENSIONAL ETF TRUST 43,229.0 $1.8M 0.10% +2K +5.7% $42.23 -1.6%
71 GSEW GOLDMAN SACHS ETF TR 21,319.0 $1.8M 0.10% +9K +70.8% $85.21 +9.2%
72 GLDM WORLD GOLD TR Financial Services 20,889.0 $1.8M 0.10% +2K +12.9% $86.69 -3.4%
73 IWN ISHARES TR 10,220.0 $1.8M 0.10% +497.0 +5.1% $176.89 +20.8%
74 DFGP DIMENSIONAL ETF TRUST 31,634.0 $1.8M 0.10% +3K +12.3% $56.13 -2.6%
75 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 139,831.0 $1.7M 0.09% +28K +25.1% $12.24 +9.5%
76 AVUS AMERICAN CENTY ETF TR 15,326.0 $1.7M 0.09% +163.0 +1.1% $109.05 +15.8%
77 SPEM SPDR INDEX SHS FDS 34,722.0 $1.7M 0.09% +17K +92.8% $47.55 +10.0%
78 XLE SELECT SECTOR SPDR TR 18,745.0 $1.6M 0.09% +5K +40.7% $87.13 -37.3%
79 VOE VANGUARD INDEX FDS 9,368.0 $1.6M 0.09% +255.0 +2.8% $173.74 +12.7%
80 FDN FIRST TR EXCHANGE-TRADED FD 5,593.0 $1.6M 0.09% +73.0 +1.3% $282.55 -7.0%
Page 4 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%