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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 5 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 DFEM DIMENSIONAL ETF TRUST 47,528.0 $1.5M 0.08% +2K +3.9% $32.58 +25.7%
82 IAU ISHARES GOLD TR Financial Services 18,672.0 $1.5M 0.08% +3K +16.2% $81.30 -2.0%
83 IGV ISHARES TR 13,207.0 $1.5M 0.08% +289.0 +2.2% $113.89 -21.7%
84 SYK STRYKER CORPORATION Healthcare 3,835.0 $1.5M 0.08% +1K +48.0% $380.78 -20.9%
85 JNK SPDR SERIES TRUST 14,509.0 $1.4M 0.08% +690.0 +5.0% $97.46 -1.4%
86 VOX VANGUARD WORLD FD 7,368.0 $1.4M 0.07% +59.0 +0.8% $187.64 -1.1%
87 IBHF ISHARES TR 58,965.0 $1.4M 0.07% +13K +27.3% $23.38 -3.1%
88 ISTB ISHARES TR 27,841.0 $1.4M 0.07% +596.0 +2.2% $48.94 -1.7%
89 THRO BLACKROCK ETF TRUST 34,612.0 $1.3M 0.07% +3K +11.2% $37.94 +12.8%
90 HYD VANECK ETF TRUST 25,656.0 $1.3M 0.07% +218.0 +0.9% $51.10 +0.3%
91 BLV VANGUARD BD INDEX FDS 18,463.0 $1.3M 0.07% +318.0 +1.8% $70.94 -3.0%
92 FUTY FIDELITY COVINGTON TRUST 22,106.0 $1.3M 0.07% +567.0 +2.6% $59.23 -2.9%
93 IAGG ISHARES TR 25,195.0 $1.3M 0.07% +4K +18.6% $51.62 -2.3%
94 MDT MEDTRONIC PLC Healthcare 13,504.0 $1.3M 0.07% +4K +36.5% $95.89 -18.5%
95 WGMI VALKYRIE ETF TRUST II 28,685.0 $1.3M 0.07% +3K +9.7% $44.24 +55.4%
96 INTC INTEL CORP Technology 33,170.0 $1.2M 0.07% +4K +15.2% $36.79 +229.2%
97 IUSV ISHARES TR 11,521.0 $1.2M 0.06% +3K +34.3% $100.90 +8.4%
98 BLOCK INC 15,585.0 $1.1M 0.06% +2K +17.6% $72.34
99 IGSB ISHARES TR 20,852.0 $1.1M 0.06% +2K +13.0% $53.04 -1.6%
100 O REALTY INCOME CORP Real Estate 17,798.0 $1.1M 0.06% +257.0 +1.5% $60.65 -0.1%
Page 5 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%