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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 6 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 XTEN BONDBLOXX ETF TRUST 22,735.0 $1.1M 0.06% +3K +16.8% $47.31 -3.7%
102 SCHP SCHWAB STRATEGIC TR 39,382.0 $1.1M 0.06% +1K +2.6% $27.04 -2.1%
103 TLH ISHARES TR 10,014.0 $1.1M 0.06% +2K +20.9% $104.86 -4.2%
104 VCIT VANGUARD SCOTTSDALE FDS 12,276.0 $1.0M 0.06% +426.0 +3.6% $84.56 -2.5%
105 MA MASTERCARD INCORPORATED Financial Services 1,780.0 $1.0M 0.06% +182.0 +11.4% $567.07 -13.6%
106 CGGR CAPITAL GROUP GROWTH ETF 22,556.0 $1.0M 0.06% +2K +7.6% $44.55 +5.4%
107 EW EDWARDS LIFESCIENCES CORP Healthcare 13,146.0 $992K 0.05% +678.0 +5.4% $75.43 +15.8%
108 IBUY AMPLIFY ETF TR 13,285.0 $990K 0.05% +252.0 +1.9% $74.56 -7.9%
109 PFFD GLOBAL X FDS 50,934.0 $990K 0.05% +1K +2.8% $19.43 -2.8%
110 SGOV ISHARES TR 9,800.0 $986K 0.05% +212.0 +2.2% $100.58 +0.0%
111 MBB ISHARES TR 10,249.0 $984K 0.05% +1K +12.2% $95.96 -1.5%
112 JMEE J P MORGAN EXCHANGE TRADED F 15,448.0 $983K 0.05% +5K +44.5% $63.63 +20.0%
113 BAI BLACKROCK ETF TRUST 27,390.0 $961K 0.05% +16K +140.4% $35.09 +51.6%
114 CMI CUMMINS INC Industrials 2,315.0 $958K 0.05% +78.0 +3.5% $413.94 +73.2%
115 MO ALTRIA GROUP INC Consumer Defensive 14,733.0 $950K 0.05% +395.0 +2.8% $64.47 +7.2%
116 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 4,412.0 $950K 0.05% +95.0 +2.2% $215.26 +397.2%
117 C CITIGROUP INC Financial Services 9,272.0 $924K 0.05% +811.0 +9.6% $99.63 +43.6%
118 REGN REGENERON PHARMACEUTICALS Healthcare 1,593.0 $918K 0.05% +38.0 +2.4% $576.32 +5.8%
119 BUFR FIRST TR EXCHNG TRADED FD VI 27,046.0 $908K 0.05% +751.0 +2.9% $33.59 +8.6%
120 SCHM SCHWAB STRATEGIC TR 30,404.0 $907K 0.05% +1K +3.6% $29.82 +21.0%
Page 6 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%