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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 7 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 CRM SALESFORCE INC Technology 3,563.0 $905K 0.05% +34.0 +1.0% $253.86 -38.9%
122 PBW INVESCO EXCHANGE TRADED FD T 30,976.0 $899K 0.05% +5K +21.4% $29.02 +37.8%
123 BINC BLACKROCK ETF TRUST II 16,852.0 $898K 0.05% +6K +51.4% $53.31 -1.9%
124 IUSG ISHARES TR 5,382.0 $891K 0.05% +2K +55.8% $165.49 +12.1%
125 IBIT ISHARES BITCOIN TRUST ETF Financial Services 13,866.0 $890K 0.05% +724.0 +5.5% $64.22 -43.4%
126 RITM RITHM CAPITAL CORP Real Estate 77,135.0 $862K 0.05% +2K +2.5% $11.18 -17.7%
127 PM PHILIP MORRIS INTL INC Consumer Defensive 5,186.0 $823K 0.04% +196.0 +3.9% $158.72 +13.1%
128 QCLN FIRST TR EXCHANGE-TRADED FD 19,301.0 $810K 0.04% +2K +9.9% $41.97 +45.4%
129 DFSD DIMENSIONAL ETF TRUST 16,478.0 $799K 0.04% +98.0 +0.6% $48.50 -1.4%
130 RING ISHARES INC 11,600.0 $798K 0.04% +71.0 +0.6% $68.76 +6.3%
131 ACWX ISHARES TR 12,024.0 $789K 0.04% +1K +12.8% $65.61 +15.9%
132 SPMO INVESCO EXCH TRADED FD TR II 6,362.0 $771K 0.04% +2K +59.1% $121.23 +28.3%
133 FLDB FIDELITY MERRIMACK STR TR 15,215.0 $771K 0.04% +4K +31.2% $50.67 -0.7%
134 HOOD ROBINHOOD MKTS INC Financial Services 5,654.0 $768K 0.04% +245.0 +4.5% $135.80 -22.5%
135 FENI FIDELITY COVINGTON TRUST 20,635.0 $737K 0.04% +1K +5.9% $35.74 +13.2%
136 TAN INVESCO EXCH TRADED FD TR II 16,828.0 $735K 0.04% +4K +29.1% $43.65 +33.7%
137 MDYG SPDR SERIES TRUST 8,021.0 $734K 0.04% +106.0 +1.3% $91.50 +19.2%
138 ASTRAZENECA PLC 8,667.0 $723K 0.04% +2K +23.2% $83.43
139 EPD ENTERPRISE PRODS PARTNERS L Energy 23,296.0 $715K 0.04% +220.0 +0.9% $30.70 +19.0%
140 NEM NEWMONT CORP Basic Materials 7,443.0 $700K 0.04% +114.0 +1.6% $94.04 +12.4%
Page 7 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%