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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 9 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 MTUM ISHARES TR 1,876.0 $477K 0.03% +262.0 +16.2% $254.26 +29.1%
162 BN BROOKFIELD CORP Financial Services 7,025.0 $470K 0.03% +64.0 +0.9% $66.91 -33.1%
163 DD DUPONT DE NEMOURS INC Basic Materials 5,810.0 $468K 0.03% +442.0 +8.2% $80.57 -40.5%
164 SPYG SPDR SERIES TRUST 4,252.0 $446K 0.02% +33.0 +0.8% $105.01 +12.0%
165 CEG CONSTELLATION ENERGY CORP Utilities 1,173.0 $434K 0.02% +39.0 +3.4% $369.76 -27.7%
166 AVSF AMERICAN CENTY ETF TR 9,129.0 $432K 0.02% +87.0 +1.0% $47.30 -1.9%
167 VGSR MANAGER DIRECTED PORTFOLIOS 40,454.0 $431K 0.02% +802.0 +2.0% $10.65 +5.9%
168 SCHH SCHWAB STRATEGIC TR 19,756.0 $427K 0.02% +381.0 +2.0% $21.59 +8.4%
169 DFGR DIMENSIONAL ETF TRUST 15,099.0 $418K 0.02% +241.0 +1.6% $27.67 +3.8%
170 MRSH MARSH & MCLENNAN COS INC Financial Services 2,108.0 $405K 0.02% +141.0 +7.2% $192.03 -14.5%
171 AON AON PLC Financial Services 1,127.0 $401K 0.02% +6.0 +0.5% $356.00 -8.2%
172 XLRE SELECT SECTOR SPDR TR 9,390.0 $399K 0.02% +2K +34.8% $42.48 +3.5%
173 KMI KINDER MORGAN INC DEL Energy 14,440.0 $398K 0.02% +464.0 +3.3% $27.59 +13.6%
174 COWG PACER FDS TR 10,828.0 $390K 0.02% +5K +83.1% $36.02 +6.4%
175 AA ALCOA CORP Basic Materials 9,625.0 $375K 0.02% +2K +26.6% $38.96 +58.4%
176 SPMD SPDR SERIES TRUST 6,471.0 $370K 0.02% +601.0 +10.2% $57.19 +15.2%
177 HALO HALOZYME THERAPEUTICS INC Healthcare 5,529.0 $368K 0.02% +104.0 +1.9% $66.47 +3.2%
178 DPG DUFF & PHELPS UTLITY AND INF Financial Services 27,009.0 $358K 0.02% +6K +26.9% $13.25 +7.1%
179 INTU INTUIT Technology 502.0 $335K 0.02% +189.0 +60.4% $667.70 -59.7%
180 IBDT ISHARES TR 12,957.0 $331K 0.02% +98.0 +0.8% $25.55 -1.5%
Page 9 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%