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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 1 of 3  ·  52 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 HII HUNTINGTON INGALLS INDS INC Industrials 17,779.0 $5.1M 0.28% NEW $285.77 +3.9%
2 BLSH BULLISH Technology 71,255.0 $4.2M 0.23% NEW $58.76 -59.4%
3 FETH FIDELITY ETHEREUM FD Financial Services 74,725.0 $3.0M 0.16% NEW $39.75 -56.6%
4 BTU PEABODY ENERGY CORP Energy 75,913.0 $2.4M 0.13% NEW $31.93 -19.6%
5 D DOMINION ENERGY INC Utilities 13,410.0 $824K 0.04% NEW $61.43 +10.7%
6 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 4,439.0 $787K 0.04% NEW $177.35 -39.4%
7 VAW VANGUARD WORLD FD 3,748.0 $766K 0.04% NEW $204.36 +14.8%
8 VTR VENTAS INC Real Estate 8,673.0 $619K 0.03% NEW $71.41 +15.1%
9 SHLD GLOBAL X FDS 8,770.0 $589K 0.03% NEW $67.15 -4.9%
10 ALB ALBEMARLE CORP Basic Materials 5,047.0 $485K 0.03% NEW $96.14 +73.2%
11 BDYN BLACKROCK ETF TRUST 18,276.0 $469K 0.03% NEW $25.68 +6.8%
12 FHN FIRST HORIZON CORPORATION Financial Services 21,915.0 $450K 0.02% NEW $20.54 +20.4%
13 RIO RIO TINTO PLC Basic Materials 6,255.0 $432K 0.02% NEW $69.01 +48.8%
14 EIX EDISON INTL Utilities 5,608.0 $323K 0.02% NEW $57.65 +23.0%
15 CRWV COREWEAVE INC Technology 2,500.0 $318K 0.02% NEW $127.06 -9.3%
16 FIGB FIDELITY MERRIMACK STR TR 6,943.0 $306K 0.02% NEW $44.00 -2.6%
17 FDRR FIDELITY COVINGTON TRUST 5,076.0 $300K 0.02% NEW $59.06 +11.9%
18 TEAM ATLASSIAN CORPORATION Technology 1,878.0 $298K 0.02% NEW $158.79 -46.9%
19 NTLA INTELLIA THERAPEUTICS INC Healthcare 10,500.0 $294K 0.02% NEW $27.98 -45.7%
20 VT VANGUARD INTL EQUITY INDEX F 2,113.0 $294K 0.02% NEW $139.01 +12.5%
Page 1 of 3  ·  52 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%