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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 2 of 3  ·  52 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 DXUV DIMENSIONAL ETF TRUST 4,939.0 $289K 0.02% NEW $58.49 +12.2%
22 MP MP MATERIALS CORP Basic Materials 3,477.0 $288K 0.02% NEW $82.90 -26.6%
23 OKLO OKLO INC Utilities 1,774.0 $282K 0.01% NEW $159.03 -63.0%
24 ITA ISHARES TR 1,296.0 $272K 0.01% NEW $209.54 +15.9%
25 SCCO SOUTHERN COPPER CORP Basic Materials 1,810.0 $244K 0.01% NEW $134.94 +42.0%
26 IONS IONIS PHARMACEUTICALS INC Healthcare 3,238.0 $238K 0.01% NEW $73.55 +1.0%
27 NEBIUS GROUP N.V. 2,116.0 $231K 0.01% NEW $108.99
28 FIVA FIDELITY COVINGTON TRUST 7,232.0 $230K 0.01% NEW $31.87 +21.9%
29 FDMO FIDELITY COVINGTON TRUST 2,768.0 $230K 0.01% NEW $83.09 +15.9%
30 BLACKROCK ETF TRUST II 4,509.0 $223K 0.01% NEW $49.37
31 XAR SPDR SERIES TRUST 918.0 $221K 0.01% NEW $241.27 +18.4%
32 CLX CLOROX CO DEL Consumer Defensive 1,839.0 $221K 0.01% NEW $120.41 -21.1%
33 BP BP PLC Energy 6,541.0 $217K 0.01% NEW $33.22 +20.8%
34 LH LABCORP HOLDINGS INC Healthcare 743.0 $214K 0.01% NEW $287.81 -9.8%
35 QTUM ETF SER SOLUTIONS 1,917.0 $213K 0.01% NEW $111.01 +46.3%
36 DEHP DIMENSIONAL ETF TRUST 6,926.0 $212K 0.01% NEW $30.54 +40.3%
37 VTWO VANGUARD SCOTTSDALE FDS 2,107.0 $211K 0.01% NEW $100.17 +17.2%
38 PICK ISHARES INC 4,520.0 $209K 0.01% NEW $46.32 +38.3%
39 VIOG VANGUARD ADMIRAL FDS INC 1,708.0 $209K 0.01% NEW $122.48 +17.6%
40 EXEL EXELIXIS INC Healthcare 6,054.0 $209K 0.01% NEW $34.54 +51.8%
Page 2 of 3  ·  52 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%