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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 10 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 SCHX SCHWAB STRATEGIC TR 19,715.0 $524K 0.03% -823.0 -4.0% $26.57 +9.9%
182 APH AMPHENOL CORP NEW Technology 4,111.0 $519K 0.03% -677.0 -14.1% $126.25 +27.6%
183 DE DEERE & CO Industrials 1,123.0 $518K 0.03% -5K -82.4% $460.94 +27.7%
184 NU NU HLDGS LTD Financial Services 33,515.0 $516K 0.03% -1K -3.3% $15.41 -16.4%
185 ILMN ILLUMINA INC Healthcare 5,150.0 $512K 0.03% -124.0 -2.4% $99.50 +59.9%
186 VBK VANGUARD INDEX FDS 1,677.0 $504K 0.03% -493.0 -22.7% $300.77 +16.4%
187 FLOT ISHARES TR 9,829.0 $501K 0.03% -450.0 -4.4% $51.01 -0.1%
188 QUS SPDR SERIES TRUST 2,863.0 $492K 0.03% -158.0 -5.2% $171.87 +6.9%
189 GLOF ISHARES TR 9,316.0 $484K 0.03% -121.0 -1.3% $51.91 +13.1%
190 IHI ISHARES TR 7,968.0 $483K 0.03% -3K -28.6% $60.64 -20.2%
191 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 3,061.0 $480K 0.03% -193.0 -5.9% $156.82 -14.2%
192 IXJ ISHARES TR 5,145.0 $476K 0.03% -58.0 -1.1% $92.51 +1.2%
193 XMHQ INVESCO EXCHANGE TRADED FD T 4,427.0 $462K 0.03% -126.0 -2.8% $104.41 +5.5%
194 LIN LINDE PLC Basic Materials 1,002.0 $458K 0.03% -129.0 -11.4% $457.56 +12.7%
195 J P MORGAN EXCHANGE TRADED F 3,629.0 $448K 0.02% -19.0 -0.5% $123.45
196 EFG ISHARES TR 3,794.0 $446K 0.02% -6K -59.3% $117.45 +5.1%
197 NVS NOVARTIS AG Healthcare 3,402.0 $445K 0.02% -130.0 -3.7% $130.86 +15.3%
198 EWA ISHARES INC 16,206.0 $442K 0.02% -175.0 -1.1% $27.26 +5.1%
199 QLD PROSHARES TR 3,065.0 $434K 0.02% -1K -29.1% $141.61 -33.9%
200 VPL VANGUARD INTL EQUITY INDEX F 4,675.0 $427K 0.02% -200.0 -4.1% $91.27 +28.4%
Page 10 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%