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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 12 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 HIG HARTFORD INSURANCE GROUP INC Financial Services 2,579.0 $334K 0.02% -249.0 -8.8% $129.62 +0.0%
222 CCL CARNIVAL CORP Consumer Cyclical 11,557.0 $334K 0.02% -339.0 -2.9% $28.90 +3.5%
223 ARM ARM HOLDINGS PLC Technology 1,984.0 $332K 0.02% -104.0 -5.0% $167.37 +150.3%
224 TFLO ISHARES TR 6,462.0 $327K 0.02% -165.0 -2.5% $50.53 +0.1%
225 IWO ISHARES TR 988.0 $323K 0.02% -249.0 -20.1% $327.09 +16.2%
226 ADI ANALOG DEVICES INC Technology 1,312.0 $323K 0.02% -31.0 -2.3% $245.89 +68.6%
227 RSPG INVESCO EXCHANGE TRADED FD T 3,986.0 $306K 0.02% -35.0 -0.9% $76.86 +28.5%
228 VLTO VERALTO CORP Industrials 2,942.0 $306K 0.02% -26.0 -0.9% $103.98 -19.2%
229 NKE NIKE INC Consumer Cyclical 4,503.0 $306K 0.02% -1K -19.7% $67.90 -34.9%
230 SMCI SUPER MICRO COMPUTER INC Technology 5,545.0 $305K 0.02% -784.0 -12.4% $55.04 -49.5%
231 URA GLOBAL X FDS 5,684.0 $304K 0.02% -1K -19.2% $53.42 -11.8%
232 GVIP GOLDMAN SACHS ETF TR 1,983.0 $303K 0.02% -783.0 -28.3% $152.85 +19.7%
233 SNPS SYNOPSYS INC Technology 663.0 $301K 0.02% -89.0 -11.8% $453.35 +1.9%
234 USRT ISHARES TR 5,003.0 $297K 0.02% -1K -18.9% $59.27 +8.8%
235 URI UNITED RENTALS INC Industrials 292.0 $290K 0.02% -3K -92.1% $994.43 +5.5%
236 CTSH COGNIZANT TECHNOLOGY SOLUTIO Technology 4,282.0 $286K 0.02% -71.0 -1.6% $66.70 -26.8%
237 BNS BANK NOVA SCOTIA HALIFAX Financial Services 4,431.0 $284K 0.01% -365.0 -7.6% $64.06 +34.8%
238 TT TRANE TECHNOLOGIES PLC Industrials 674.0 $282K 0.01% -534.0 -44.2% $418.40 +12.9%
239 FDX FEDEX CORP Industrials 1,175.0 $281K 0.01% -238.0 -16.8% $239.18 +36.3%
240 ALAB ASTERA LABS INC Technology 1,790.0 $280K 0.01% -71.0 -3.8% $156.31 +139.7%
Page 12 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%