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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 13 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 XLB SELECT SECTOR SPDR TR 3,138.0 $279K 0.01% -383.0 -10.9% $88.92 -41.5%
242 BK BANK NEW YORK MELLON CORP Financial Services 2,541.0 $276K 0.01% -192.0 -7.0% $108.52 +31.3%
243 ESGV VANGUARD WORLD FD 2,313.0 $274K 0.01% -129.0 -5.3% $118.61 +10.3%
244 KEY KEYCORP Financial Services 14,595.0 $257K 0.01% -3K -14.7% $17.58 +28.6%
245 URTH ISHARES INC 1,400.0 $256K 0.01% -2K -56.4% $183.19 +9.7%
246 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 2,529.0 $255K 0.01% -262.0 -9.4% $100.97 -12.4%
247 HSY HERSHEY CO Consumer Defensive 1,326.0 $248K 0.01% -195.0 -12.8% $187.00 -6.2%
248 PLD PROLOGIS INC. Real Estate 1,947.0 $248K 0.01% -714.0 -26.8% $127.18 +10.8%
249 RSG REPUBLIC SVCS INC Industrials 1,086.0 $241K 0.01% -37.0 -3.3% $221.66 -6.4%
250 GNRC GENERAC HLDGS INC Industrials 1,221.0 $239K 0.01% -118.0 -8.8% $195.77 +37.0%
251 BTZ BLACKROCK CR ALLOCATION INCO Financial Services 21,267.0 $235K 0.01% -800.0 -3.6% $11.03 -8.8%
252 CARR CARRIER GLOBAL CORPORATION Industrials 3,965.0 $230K 0.01% -348.0 -8.1% $58.09 +19.6%
253 FXI ISHARES TR 5,551.0 $225K 0.01% -79.0 -1.4% $40.49 -16.9%
254 SCHW SCHWAB CHARLES CORP Financial Services 2,251.0 $214K 0.01% -217.0 -8.8% $94.94 -0.5%
255 ADBE ADOBE INC Technology 606.0 $210K 0.01% -24.0 -3.8% $345.91 -43.3%
256 CTVA CORTEVA INC Basic Materials 3,224.0 $209K 0.01% -1K -27.2% $64.89 +19.2%
257 AMT AMERICAN TOWER CORP NEW Real Estate 1,079.0 $208K 0.01% -343.0 -24.1% $193.03 -6.2%
258 RY ROYAL BK CDA Financial Services 1,403.0 $206K 0.01% -150.0 -9.7% $147.06 +36.5%
259 SFL SFL CORPORATION LTD Industrials 22,369.0 $161K 0.01% -23K -50.7% $7.18 +52.8%
260 EDD MORGAN STANLEY EMERGING MKTS Financial Services 14,236.0 $75K 0.00% -492.0 -3.3% $5.26 +7.2%
Page 13 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%