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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 2 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VV VANGUARD INDEX FDS 30,093.0 $9.3M 0.50% -3K -9.4% $308.44 +10.7%
22 VOO VANGUARD INDEX FDS 14,217.0 $8.8M 0.47% -1K -7.0% $616.11 +10.6%
23 SMH VANECK ETF TRUST 25,834.0 $8.7M 0.47% -2K -6.0% $337.08 +85.2%
24 VB VANGUARD INDEX FDS 33,843.0 $8.6M 0.47% -782.0 -2.3% $255.47 +14.7%
25 INSM INSMED INC Healthcare 49,538.0 $8.3M 0.45% -322.0 -0.7% $167.91 -41.4%
26 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 874,283.0 $8.2M 0.44% -150K -14.7% $9.36 -71.5%
27 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 27,187.0 $8.1M 0.44% -928.0 -3.3% $297.69 +45.2%
28 VIG VANGUARD SPECIALIZED FUNDS 36,346.0 $7.9M 0.43% -2K -4.3% $216.79 +8.2%
29 IJH ISHARES TR 116,330.0 $7.6M 0.41% -3K -2.5% $65.26 +14.9%
30 VO VANGUARD INDEX FDS 25,656.0 $7.5M 0.41% -1K -4.6% $293.44 -72.9%
31 AMLP ALPS ETF TR 159,546.0 $7.5M 0.41% -9K -5.1% $46.80 +8.1%
32 VXUS VANGUARD STAR FDS 97,553.0 $7.3M 0.40% -4K -4.1% $74.86 +15.1%
33 MTBA SIMPLIFY EXCHANGE TRADED FUN 142,732.0 $7.2M 0.39% -9K -6.1% $50.79 -3.2%
34 IEFA ISHARES TR 81,450.0 $7.2M 0.39% -2K -2.8% $88.38 +9.5%
35 NFLX NETFLIX INC Communication Services 5,665.0 $7.0M 0.38% -371.0 -6.2% $1237.75 -93.8%
36 VRT VERTIV HOLDINGS CO Industrials 38,893.0 $6.8M 0.37% -1K -3.1% $175.73 +70.5%
37 IVW ISHARES TR 55,883.0 $6.8M 0.37% -5K -7.7% $121.42 +11.7%
38 VEU VANGUARD INTL EQUITY INDEX F 92,139.0 $6.6M 0.36% -5K -5.1% $71.96 +17.2%
39 AVIV AMERICAN CENTY ETF TR 97,426.0 $6.6M 0.36% -2K -2.4% $67.50 +16.6%
40 SLV ISHARES SILVER TR Financial Services 135,733.0 $6.5M 0.35% -2K -1.4% $47.70 +27.0%
Page 2 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%