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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 3 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 SHOP SHOPIFY INC Technology 39,274.0 $6.5M 0.35% -2K -3.9% $164.61 -34.3%
42 GEV GE VERNOVA INC Utilities 10,757.0 $6.4M 0.35% -445.0 -4.0% $594.57 +76.4%
43 GLW CORNING INC Technology 72,254.0 $6.2M 0.33% -1K -1.5% $85.27 +105.7%
44 IJR ISHARES TR 50,315.0 $6.0M 0.33% -1K -2.2% $119.18 +18.0%
45 XLF SELECT SECTOR SPDR TR 104,460.0 $5.5M 0.30% -938.0 -0.9% $52.79 +2.4%
46 DELL DELL TECHNOLOGIES INC Technology 37,198.0 $5.5M 0.30% -6K -13.5% $147.81 +183.7%
47 BLOK AMPLIFY ETF TR 80,880.0 $5.4M 0.29% -3K -3.5% $67.04 -2.0%
48 GS GOLDMAN SACHS GROUP INC Financial Services 6,832.0 $5.2M 0.28% -428.0 -5.9% $763.28 +44.0%
49 UPS UNITED PARCEL SERVICE INC Industrials 59,560.0 $5.2M 0.28% -7K -9.9% $86.85 +21.0%
50 SBUX STARBUCKS CORP Consumer Cyclical 60,234.0 $5.1M 0.28% -622.0 -1.0% $84.55 +18.1%
51 PLTR PALANTIR TECHNOLOGIES INC Technology 27,642.0 $5.0M 0.27% -1K -4.3% $181.60 -28.1%
52 ABBV ABBVIE INC Healthcare 20,859.0 $4.8M 0.26% -641.0 -3.0% $231.86 -4.6%
53 PG PROCTER AND GAMBLE CO Consumer Defensive 30,822.0 $4.7M 0.26% -389.0 -1.2% $152.30 -1.1%
54 SPDW SPDR INDEX SHS FDS 105,424.0 $4.6M 0.25% -1K -1.0% $43.19 +18.7%
55 FBTC FIDELITY WISE ORIGIN BITCOIN Financial Services 43,859.0 $4.4M 0.24% -397.0 -0.9% $99.71 -43.9%
56 QUAL ISHARES TR 22,152.0 $4.3M 0.23% -535.0 -2.4% $195.53 +9.7%
57 RSP INVESCO EXCHANGE TRADED FD T 22,465.0 $4.3M 0.23% -3K -10.7% $189.73 +10.1%
58 AIRR FIRST TR EXCHANGE TRADED FD 41,199.0 $4.0M 0.22% -19K -31.3% $97.57 +32.5%
59 XLC SELECT SECTOR SPDR TR 34,049.0 $4.0M 0.21% -823.0 -2.4% $116.24 -6.0%
60 SCHF SCHWAB STRATEGIC TR 166,631.0 $4.0M 0.21% -6K -3.6% $23.72 +17.7%
Page 3 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%