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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 5 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 HD HOME DEPOT INC Consumer Cyclical 6,245.0 $2.5M 0.13% -449.0 -6.7% $392.62 -16.6%
82 USMV ISHARES TR 25,373.0 $2.4M 0.13% -5K -17.0% $94.84 -0.2%
83 ETN EATON CORP PLC Industrials 6,257.0 $2.4M 0.13% -9K -58.3% $377.07 +8.6%
84 IWM ISHARES TR 9,580.0 $2.3M 0.13% -166.0 -1.7% $243.86 +18.9%
85 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 70,067.0 $2.3M 0.13% -760.0 -1.1% $33.28 -4.0%
86 MUB ISHARES TR 21,480.0 $2.3M 0.12% -976.0 -4.3% $107.19 -0.2%
87 WMT WALMART INC Consumer Defensive 21,088.0 $2.3M 0.12% -823.0 -3.8% $106.84 +13.3%
88 FTEC FIDELITY COVINGTON TRUST 9,714.0 $2.2M 0.12% -246.0 -2.5% $226.78 +23.1%
89 ARKK ARK ETF TR 24,715.0 $2.1M 0.12% -2K -7.7% $86.68 -9.4%
90 DHR DANAHER CORPORATION Healthcare 10,144.0 $2.1M 0.12% -150.0 -1.5% $208.33 -14.7%
91 RTX RTX CORPORATION Industrials 12,920.0 $2.1M 0.11% -292.0 -2.2% $162.44 +18.6%
92 ADP AUTOMATIC DATA PROCESSING IN Industrials 6,992.0 $2.0M 0.11% -136.0 -1.9% $286.13 -23.5%
93 DIHP DIMENSIONAL ETF TRUST 63,433.0 $2.0M 0.11% -3K -3.8% $30.80 +11.7%
94 LQD ISHARES TR 16,998.0 $1.9M 0.10% -209.0 -1.2% $111.94 -2.8%
95 DVY ISHARES TR 13,425.0 $1.9M 0.10% -177.0 -1.3% $141.49 +8.6%
96 DISV DIMENSIONAL ETF TRUST 51,564.0 $1.8M 0.10% -3K -6.3% $35.69 +17.4%
97 GRAL GRAIL INC Healthcare 19,699.0 $1.8M 0.10% -914.0 -4.4% $91.85 -35.3%
98 CRWD CROWDSTRIKE HLDGS INC Technology 3,581.0 $1.8M 0.10% -341.0 -8.7% $503.37 +35.7%
99 UNP UNION PAC CORP Industrials 7,710.0 $1.8M 0.10% -948.0 -10.9% $229.69 +12.3%
100 FCX FREEPORT-MCMORAN INC Basic Materials 41,408.0 $1.7M 0.10% -61K -59.6% $42.15 +63.8%
Page 5 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%