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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 8 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 DFSE DIMENSIONAL ETF TRUST 19,069.0 $784K 0.04% -484.0 -2.5% $41.09 +20.7%
142 SPHQ INVESCO EXCHANGE TRADED FD T 10,470.0 $777K 0.04% -1K -10.8% $74.22 +20.7%
143 SHEL SHELL PLC Energy 10,653.0 $772K 0.04% -404.0 -3.6% $72.48 +8.0%
144 FMDE FIDELITY COVINGTON TRUST 21,466.0 $769K 0.04% -362.0 -1.7% $35.81 +11.8%
145 IFLN INVESCO EXCH TRADED FD TR II 41,278.0 $767K 0.04% -529.0 -1.3% $18.58 -1.3%
146 KMB KIMBERLY-CLARK CORP Consumer Defensive 6,280.0 $759K 0.04% -55.0 -0.9% $120.85 -14.8%
147 DFIV DIMENSIONAL ETF TRUST 16,360.0 $755K 0.04% -355.0 -2.1% $46.12 +19.9%
148 CMCSA COMCAST CORP NEW Communication Services 24,832.0 $739K 0.04% -2K -5.8% $29.78 -23.9%
149 BLK BLACKROCK INC Financial Services 634.0 $736K 0.04% -339.0 -34.8% $1160.45 -7.9%
150 WCBR WISDOMTREE TR 22,825.0 $734K 0.04% -29K -55.8% $32.16 -2.2%
151 ZS ZSCALER INC Technology 2,358.0 $721K 0.04% -394.0 -14.3% $305.63 -60.1%
152 B BARRICK MNG CORP Basic Materials 20,188.0 $701K 0.04% -2K -9.7% $34.73 +18.6%
153 AVDV AMERICAN CENTY ETF TR 7,697.0 $685K 0.04% -677.0 -8.1% $89.04 +20.0%
154 ACN ACCENTURE PLC IRELAND Technology 2,771.0 $679K 0.04% -255.0 -8.4% $245.15 -46.0%
155 KLAC KLA CORP Technology 590.0 $676K 0.04% -38.0 -6.0% $1146.59 -77.7%
156 DUK DUKE ENERGY CORP NEW Utilities 5,265.0 $676K 0.04% -403.0 -7.1% $128.38 -3.6%
157 NOW SERVICENOW INC Technology 718.0 $659K 0.04% -4K -84.5% $917.63 -89.7%
158 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 1,104.0 $658K 0.04% -23.0 -2.0% $595.98 +15.3%
159 MMM 3M CO Industrials 4,205.0 $651K 0.04% -2K -32.5% $154.83 +4.5%
160 KR KROGER CO Consumer Defensive 9,452.0 $647K 0.04% -285.0 -2.9% $68.49 -16.0%
Page 8 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%