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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 9 of 13  ·  260 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 3,448.0 $646K 0.04% -44.0 -1.3% $187.27 +3.7%
162 IJT ISHARES TR 4,513.0 $643K 0.04% -289.0 -6.0% $142.43 +19.9%
163 IEV ISHARES TR 9,364.0 $624K 0.03% -724.0 -7.2% $66.68 +8.6%
164 NEE NEXTERA ENERGY INC Utilities 7,591.0 $618K 0.03% -375.0 -4.7% $81.41 +6.6%
165 SGOL ETFS GOLD TR Financial Services 14,618.0 $610K 0.03% -594.0 -3.9% $41.74 -3.8%
166 TJX TJX COS INC NEW Consumer Cyclical 4,240.0 $609K 0.03% -466.0 -9.9% $143.53 +14.1%
167 VGK VANGUARD INTL EQUITY INDEX F 7,421.0 $602K 0.03% -3K -26.1% $81.15 +8.8%
168 ZTS ZOETIS INC Healthcare 4,092.0 $594K 0.03% -523.0 -11.3% $145.15 -46.8%
169 WFC WELLS FARGO CO NEW Financial Services 6,813.0 $584K 0.03% -1K -17.9% $85.78 -2.3%
170 ISHARES TR 24,319.0 $564K 0.03% -1K -5.7% $23.19
171 GSK GSK PLC Healthcare 12,680.0 $559K 0.03% -660.0 -5.0% $44.12 +14.8%
172 SCHB SCHWAB STRATEGIC TR 21,149.0 $545K 0.03% -151.0 -0.7% $25.77 +12.4%
173 EWZ ISHARES INC 18,013.0 $544K 0.03% -7K -27.2% $30.23 +11.6%
174 PTY PIMCO CORPORATE & INCOME OPP Financial Services 40,963.0 $544K 0.03% -2K -4.6% $13.27 -11.3%
175 ET ENERGY TRANSFER L P Energy 31,994.0 $538K 0.03% -554.0 -1.7% $16.80 +11.6%
176 NOC NORTHROP GRUMMAN CORP Industrials 888.0 $535K 0.03% -122.0 -12.1% $602.05 -13.4%
177 GSLC GOLDMAN SACHS ETF TR 4,095.0 $534K 0.03% -23.0 -0.6% $130.42 +8.8%
178 AVIDITY BIOSCIENCES INC 10,824.0 $530K 0.03% -3K -20.4% $49.01
179 BMY BRISTOL-MYERS SQUIBB CO Healthcare 11,993.0 $526K 0.03% -627.0 -5.0% $43.87 +23.1%
180 GD GENERAL DYNAMICS CORP Industrials 1,547.0 $524K 0.03% -10.0 -0.6% $338.77 +3.3%
Page 9 of 13  ·  260 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%