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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 10 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 GBTC GRAYSCALE BITCOIN TRUST ETF Financial Services 22,753.0 $2.0M 0.11% $89.68 -45.6%
182 ADP AUTOMATIC DATA PROCESSING IN Industrials 6,992.0 $2.0M 0.11% -136.0 -1.9% $286.13 -23.7%
183 BIL SPDR SERIES TRUST 21,572.0 $2.0M 0.11% $91.64 -0.1%
184 DIHP DIMENSIONAL ETF TRUST 63,433.0 $2.0M 0.11% -3K -3.8% $30.80 +12.0%
185 AVEM AMERICAN CENTY ETF TR 25,357.0 $2.0M 0.11% +6K +29.4% $76.96 +29.6%
186 LQD ISHARES TR 16,998.0 $1.9M 0.10% -209.0 -1.2% $111.94 -2.6%
187 DVY ISHARES TR 13,425.0 $1.9M 0.10% -177.0 -1.3% $141.49 +8.3%
188 VZ VERIZON COMMUNICATIONS INC Communication Services 45,535.0 $1.9M 0.10% +994.0 +2.2% $40.98 +11.9%
189 FREL FIDELITY COVINGTON TRUST 66,651.0 $1.9M 0.10% +2K +3.6% $27.98 +2.8%
190 XLG INVESCO EXCHANGE TRADED FD T 31,962.0 $1.9M 0.10% +17K +113.6% $58.19 +6.1%
191 VFQY VANGUARD WELLINGTON FD 12,262.0 $1.9M 0.10% +2K +21.8% $151.03 +11.0%
192 DISV DIMENSIONAL ETF TRUST 51,564.0 $1.8M 0.10% -3K -6.3% $35.69 +16.9%
193 DFIP DIMENSIONAL ETF TRUST 43,229.0 $1.8M 0.10% +2K +5.7% $42.23 -1.3%
194 NTRA NATERA INC Healthcare 9,676.0 $1.8M 0.10% $188.60 +22.7%
195 GSEW GOLDMAN SACHS ETF TR 21,319.0 $1.8M 0.10% +9K +70.8% $85.21 +9.3%
196 KO COCA COLA CO Consumer Defensive 26,582.0 $1.8M 0.10% $68.25 +16.3%
197 GLDM WORLD GOLD TR Financial Services 20,889.0 $1.8M 0.10% +2K +12.9% $86.69 -3.7%
198 GRAL GRAIL INC Healthcare 19,699.0 $1.8M 0.10% -914.0 -4.4% $91.85 -30.6%
199 IWN ISHARES TR 10,220.0 $1.8M 0.10% +497.0 +5.1% $176.89 +22.6%
200 CRWD CROWDSTRIKE HLDGS INC Technology 3,581.0 $1.8M 0.10% -341.0 -8.7% $503.37 +36.1%
Page 10 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%