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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 12 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 IGV ISHARES TR 13,207.0 $1.5M 0.08% +289.0 +2.2% $113.89 -21.8%
222 CDNS CADENCE DESIGN SYSTEM INC Technology 4,526.0 $1.5M 0.08% -1K -22.6% $329.64 +17.5%
223 AMAT APPLIED MATLS INC Technology 6,859.0 $1.5M 0.08% -4K -36.1% $215.07 +186.9%
224 IUSB ISHARES TR 31,199.0 $1.5M 0.08% -5K -14.4% $47.07 -2.0%
225 VGIT VANGUARD SCOTTSDALE FDS 24,220.0 $1.5M 0.08% $60.47 -2.7%
226 SYK STRYKER CORPORATION Healthcare 3,835.0 $1.5M 0.08% +1K +48.0% $380.78 -19.2%
227 XLU SELECT SECTOR SPDR TR 15,941.0 $1.5M 0.08% -5K -22.7% $91.49 -51.1%
228 AGGH SIMPLIFY EXCHANGE TRADED FUN 69,252.0 $1.5M 0.08% -3K -3.6% $20.96 -3.3%
229 DFSI DIMENSIONAL ETF TRUST 35,436.0 $1.5M 0.08% -2K -4.9% $40.95 +12.1%
230 BTI BRITISH AMERN TOB PLC Consumer Defensive 27,658.0 $1.4M 0.08% $51.20 +15.1%
231 JNK SPDR SERIES TRUST 14,509.0 $1.4M 0.08% +690.0 +5.0% $97.46 -1.1%
232 IEI ISHARES TR 11,694.0 $1.4M 0.08% $120.25 -2.5%
233 LOW LOWES COS INC Consumer Cyclical 5,647.0 $1.4M 0.08% -140.0 -2.4% $246.41 -9.8%
234 VOX VANGUARD WORLD FD 7,368.0 $1.4M 0.07% +59.0 +0.8% $187.64 -0.4%
235 IBHF ISHARES TR 58,965.0 $1.4M 0.07% +13K +27.3% $23.38 -3.1%
236 ISTB ISHARES TR 27,841.0 $1.4M 0.07% +596.0 +2.2% $48.94 -1.6%
237 SUB ISHARES TR 12,555.0 $1.3M 0.07% $106.77 -0.2%
238 CSCO CISCO SYS INC Technology 19,038.0 $1.3M 0.07% -2K -10.5% $69.79 +71.3%
239 THRO BLACKROCK ETF TRUST 34,612.0 $1.3M 0.07% +3K +11.2% $37.94 +13.9%
240 HYD VANECK ETF TRUST 25,656.0 $1.3M 0.07% +218.0 +0.9% $51.10 +0.8%
Page 12 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%