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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 13 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 BLV VANGUARD BD INDEX FDS 18,463.0 $1.3M 0.07% +318.0 +1.8% $70.94 -2.6%
242 FUTY FIDELITY COVINGTON TRUST 22,106.0 $1.3M 0.07% +567.0 +2.6% $59.23 -2.9%
243 CGDV CAPITAL GROUP DIVIDEND VALUE 30,983.0 $1.3M 0.07% $42.14 +16.3%
244 IAGG ISHARES TR 25,195.0 $1.3M 0.07% +4K +18.6% $51.62 -2.1%
245 MDT MEDTRONIC PLC Healthcare 13,504.0 $1.3M 0.07% +4K +36.5% $95.89 -17.3%
246 WM WASTE MGMT INC DEL Industrials 5,976.0 $1.3M 0.07% -1K -15.2% $215.98 -0.1%
247 EMR EMERSON ELEC CO Industrials 9,828.0 $1.3M 0.07% -291.0 -2.9% $130.76 +15.2%
248 IJJ ISHARES TR 9,802.0 $1.3M 0.07% $129.80 +11.6%
249 WGMI VALKYRIE ETF TRUST II 28,685.0 $1.3M 0.07% +3K +9.7% $44.24 +63.0%
250 BX BLACKSTONE INC Financial Services 7,694.0 $1.2M 0.07% $160.55 -22.9%
251 DGRO ISHARES TR 17,828.0 $1.2M 0.07% -7K -28.0% $68.49 +9.2%
252 INTC INTEL CORP Technology 33,170.0 $1.2M 0.07% +4K +15.2% $36.79 +264.2%
253 PH PARKER-HANNIFIN CORP Industrials 1,636.0 $1.2M 0.07% -716.0 -30.4% $742.33 +28.4%
254 HFWA HERITAGE FINL CORP WASH Financial Services 53,478.0 $1.2M 0.07% $22.51 +24.0%
255 SCHC SCHWAB STRATEGIC TR 25,820.0 $1.2M 0.06% $45.67 +8.1%
256 UBER UBER TECHNOLOGIES INC Technology 12,532.0 $1.2M 0.06% -757.0 -5.7% $94.00 -23.8%
257 SPIB SPDR SERIES TRUST 34,238.0 $1.2M 0.06% $34.03 -1.9%
258 EEM ISHARES TR 21,630.0 $1.2M 0.06% -222.0 -1.0% $53.82 +31.5%
259 IWR ISHARES TR 12,060.0 $1.2M 0.06% -1K -8.4% $96.41 +12.6%
260 IUSV ISHARES TR 11,521.0 $1.2M 0.06% +3K +34.3% $100.90 +8.7%
Page 13 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%