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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 18 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 PDBC INVESCO ACTVELY MNGD ETC FD 54,252.0 $723K 0.04% $13.32 +23.9%
342 ZS ZSCALER INC Technology 2,358.0 $721K 0.04% -394.0 -14.3% $305.63 -59.1%
343 ICLR ICON PLC Healthcare 3,812.0 $718K 0.04% $188.45 -22.5%
344 EPD ENTERPRISE PRODS PARTNERS L Energy 23,296.0 $715K 0.04% +220.0 +0.9% $30.70 +19.2%
345 ARKW ARK ETF TR 4,105.0 $715K 0.04% $174.06 -15.8%
346 B BARRICK MNG CORP Basic Materials 20,188.0 $701K 0.04% -2K -9.7% $34.73 +16.2%
347 NEM NEWMONT CORP Basic Materials 7,443.0 $700K 0.04% +114.0 +1.6% $94.04 +10.4%
348 AVDV AMERICAN CENTY ETF TR 7,697.0 $685K 0.04% -677.0 -8.1% $89.04 +19.9%
349 ACN ACCENTURE PLC IRELAND Technology 2,771.0 $679K 0.04% -255.0 -8.4% $245.15 -47.8%
350 KLAC KLA CORP Technology 590.0 $676K 0.04% -38.0 -6.0% $1146.59 -77.4%
351 DUK DUKE ENERGY CORP NEW Utilities 5,265.0 $676K 0.04% -403.0 -7.1% $128.38 -3.5%
352 AXP AMERICAN EXPRESS CO Financial Services 1,929.0 $672K 0.04% +612.0 +46.5% $348.60 -3.0%
353 IYR ISHARES TR 6,916.0 $672K 0.04% $97.19 +3.4%
354 BEPC BROOKFIELD RENEWABLE CORP Utilities 16,475.0 $665K 0.04% +6K +62.5% $40.36 -7.3%
355 LMT LOCKHEED MARTIN CORP Industrials 1,304.0 $659K 0.04% $505.27 +1.1%
356 NOW SERVICENOW INC Technology 718.0 $659K 0.04% -4K -84.5% $917.63 -89.6%
357 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 1,104.0 $658K 0.04% -23.0 -2.0% $595.98 +15.9%
358 GOVT ISHARES TR 28,066.0 $653K 0.04% +15K +111.7% $23.28 -2.3%
359 TLT ISHARES TR 7,146.0 $653K 0.04% +73.0 +1.0% $91.38 -5.1%
360 MMM 3M CO Industrials 4,205.0 $651K 0.04% -2K -32.5% $154.83 +3.7%
Page 18 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%