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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 19 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 KR KROGER CO Consumer Defensive 9,452.0 $647K 0.04% -285.0 -2.9% $68.49 -17.3%
362 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 3,448.0 $646K 0.04% -44.0 -1.3% $187.27 +3.7%
363 IJT ISHARES TR 4,513.0 $643K 0.04% -289.0 -6.0% $142.43 +19.9%
364 EWJ ISHARES INC 7,724.0 $642K 0.04% +222.0 +3.0% $83.15 +15.8%
365 SPHY SPDR SERIES TRUST 26,644.0 $637K 0.04% +12K +87.6% $23.93 -2.0%
366 CSX CSX CORP Industrials 17,657.0 $635K 0.03% $35.95 +26.9%
367 FAD FIRST TR EXCHANGE-TRADED ALP 3,858.0 $630K 0.03% $163.28 +19.7%
368 OXY OCCIDENTAL PETE CORP Energy 14,242.0 $625K 0.03% +6K +77.2% $43.91 +18.0%
369 IEV ISHARES TR 9,364.0 $624K 0.03% -724.0 -7.2% $66.68 +8.6%
370 VTR VENTAS INC Real Estate 8,673.0 $619K 0.03% NEW $71.41 +15.0%
371 NEE NEXTERA ENERGY INC Utilities 7,591.0 $618K 0.03% -375.0 -4.7% $81.41 +6.6%
372 COP CONOCOPHILLIPS Energy 6,951.0 $610K 0.03% +686.0 +10.9% $87.81 +22.7%
373 SGOL ETFS GOLD TR Financial Services 14,618.0 $610K 0.03% -594.0 -3.9% $41.74 -3.8%
374 TJX TJX COS INC NEW Consumer Cyclical 4,240.0 $609K 0.03% -466.0 -9.9% $143.53 +14.1%
375 VGLT VANGUARD SCOTTSDALE FDS 10,453.0 $607K 0.03% +581.0 +5.9% $58.08 -4.8%
376 VGK VANGUARD INTL EQUITY INDEX F 7,421.0 $602K 0.03% -3K -26.1% $81.15 +8.8%
377 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 19,509.0 $599K 0.03% +3K +15.8% $30.70 +27.2%
378 MUNI PIMCO ETF TR 11,364.0 $598K 0.03% +591.0 +5.5% $52.62 -0.2%
379 SPSM SPDR SERIES TRUST 12,753.0 $594K 0.03% $46.57 +19.9%
380 ZTS ZOETIS INC Healthcare 4,092.0 $594K 0.03% -523.0 -11.3% $145.15 -46.8%
Page 19 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%