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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 2 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VEA VANGUARD TAX-MANAGED FDS 245,409.0 $14.8M 0.81% +2K +0.8% $60.48 +19.0%
22 DFAC DIMENSIONAL ETF TRUST 353,624.0 $13.7M 0.74% +13K +3.9% $38.60 +13.4%
23 GDX VANECK ETF TRUST 167,569.0 $13.5M 0.73% -2K -1.2% $80.36 +5.0%
24 AGG ISHARES TR 130,310.0 $13.2M 0.71% +11K +9.2% $101.08 -2.4%
25 SPYM SPDR SERIES TRUST 163,271.0 $12.9M 0.70% -7K -4.1% $78.78 +10.4%
26 VYM VANGUARD WHITEHALL FDS 90,503.0 $12.8M 0.69% -5K -5.4% $140.97 +12.8%
27 GDXJ VANECK ETF TRUST 118,437.0 $12.6M 0.68% -6K -5.2% $106.13 +3.4%
28 LLY ELI LILLY & CO Healthcare 15,293.0 $12.3M 0.67% +1K +8.6% $803.60 +38.4%
29 AVUV AMERICAN CENTY ETF TR 123,004.0 $12.2M 0.66% +9K +7.9% $99.32 +21.6%
30 GOOGL ALPHABET INC Communication Services 46,577.0 $11.8M 0.64% -3K -6.8% $254.37 +43.0%
31 VNQ VANGUARD INDEX FDS 127,613.0 $11.7M 0.63% +3K +2.0% $91.60 +4.4%
32 BNDX VANGUARD CHARLOTTE FDS 227,177.0 $11.3M 0.61% +6K +2.7% $49.61 -2.6%
33 SPY SPDR S&P 500 ETF TR Financial Services 16,821.0 $11.3M 0.61% $669.54 +10.7%
34 GOOG ALPHABET INC Communication Services 42,961.0 $10.9M 0.59% -5K -9.7% $253.92 +42.6%
35 BA BOEING CO Industrials 48,383.0 $10.5M 0.57% -4K -8.0% $216.55 +4.2%
36 BIV VANGUARD BD INDEX FDS 132,605.0 $10.4M 0.56% +7K +5.2% $78.23 -2.5%
37 VTI VANGUARD INDEX FDS 31,046.0 $10.3M 0.56% -942.0 -2.9% $330.17 +10.8%
38 IWD ISHARES TR 47,292.0 $9.6M 0.52% +2K +3.9% $203.79 +18.0%
39 VV VANGUARD INDEX FDS 30,093.0 $9.3M 0.50% -3K -9.4% $308.44 +10.7%
40 DFSU DIMENSIONAL ETF TRUST 214,971.0 $9.1M 0.49% +11K +5.5% $42.47 +8.5%
Page 2 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%