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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 20 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 SHLD GLOBAL X FDS 8,770.0 $589K 0.03% NEW $67.15 -7.2%
382 WFC WELLS FARGO CO NEW Financial Services 6,813.0 $584K 0.03% -1K -17.9% $85.78 -2.3%
383 SHYG ISHARES TR 13,420.0 $578K 0.03% $43.08 -1.5%
384 PAAA PGIM ETF TR 11,239.0 $577K 0.03% $51.38 +0.1%
385 DGS WISDOMTREE TR 10,037.0 $574K 0.03% +395.0 +4.1% $57.21 +16.2%
386 CLOA BLACKROCK ETF TRUST II 11,065.0 $573K 0.03% $51.83 +0.1%
387 FISV FISERV INC Technology 4,511.0 $566K 0.03% +53.0 +1.2% $125.52 -61.9%
388 ISHARES TR 24,319.0 $564K 0.03% -1K -5.7% $23.19
389 GSK GSK PLC Healthcare 12,680.0 $559K 0.03% -660.0 -5.0% $44.12 +14.8%
390 MS MORGAN STANLEY Financial Services 3,418.0 $553K 0.03% $161.77 +38.0%
391 TTEK TETRA TECH INC NEW Industrials 16,461.0 $549K 0.03% $33.38 -18.0%
392 SCHB SCHWAB STRATEGIC TR 21,149.0 $545K 0.03% -151.0 -0.7% $25.77 +12.4%
393 EWZ ISHARES INC 18,013.0 $544K 0.03% -7K -27.2% $30.23 +11.6%
394 PTY PIMCO CORPORATE & INCOME OPP Financial Services 40,963.0 $544K 0.03% -2K -4.6% $13.27 -11.3%
395 ET ENERGY TRANSFER L P Energy 31,994.0 $538K 0.03% -554.0 -1.7% $16.80 +11.6%
396 NOC NORTHROP GRUMMAN CORP Industrials 888.0 $535K 0.03% -122.0 -12.1% $602.05 -13.4%
397 GSLC GOLDMAN SACHS ETF TR 4,095.0 $534K 0.03% -23.0 -0.6% $130.42 +8.8%
398 AVIDITY BIOSCIENCES INC 10,824.0 $530K 0.03% -3K -20.4% $49.01
399 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 103,110.0 $529K 0.03% +3K +2.9% $5.13 -2.9%
400 BMY BRISTOL-MYERS SQUIBB CO Healthcare 11,993.0 $526K 0.03% -627.0 -5.0% $43.87 +23.1%
Page 20 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%