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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 21 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 GD GENERAL DYNAMICS CORP Industrials 1,547.0 $524K 0.03% -10.0 -0.6% $338.77 +3.3%
402 SCHX SCHWAB STRATEGIC TR 19,715.0 $524K 0.03% -823.0 -4.0% $26.57 +11.0%
403 ES EVERSOURCE ENERGY Utilities 7,176.0 $522K 0.03% +2K +52.3% $72.74 -4.3%
404 JGRO J P MORGAN EXCHANGE TRADED F 5,545.0 $521K 0.03% +353.0 +6.8% $94.01 +3.8%
405 APH AMPHENOL CORP NEW Technology 4,111.0 $519K 0.03% -677.0 -14.1% $126.25 +29.9%
406 DE DEERE & CO Industrials 1,123.0 $518K 0.03% -5K -82.4% $460.94 +27.8%
407 NU NU HLDGS LTD Financial Services 33,515.0 $516K 0.03% -1K -3.3% $15.41 -17.5%
408 CGUS CAPITAL GROUP CORE EQUITY ET 13,025.0 $515K 0.03% $39.57 +12.0%
409 RDVY FIRST TR EXCHANGE TRADED FD 7,664.0 $514K 0.03% $67.00 +18.1%
410 HAIL SPDR SERIES TRUST 14,102.0 $513K 0.03% +234.0 +1.7% $36.39 +11.7%
411 ILMN ILLUMINA INC Healthcare 5,150.0 $512K 0.03% -124.0 -2.4% $99.50 +62.7%
412 NAC NUVEEN CA QUALTY MUN INCOME Financial Services 44,524.0 $512K 0.03% $11.51 +3.8%
413 TMUS T-MOBILE US INC Communication Services 2,139.0 $506K 0.03% $236.78 -23.3%
414 VBK VANGUARD INDEX FDS 1,677.0 $504K 0.03% -493.0 -22.7% $300.77 +18.5%
415 FLOT ISHARES TR 9,829.0 $501K 0.03% -450.0 -4.4% $51.01 -0.0%
416 SCZ ISHARES TR 6,478.0 $498K 0.03% +78.0 +1.2% $76.84 +8.8%
417 CGMU CAPITAL GRP FIXED INCM ETF T 18,147.0 $498K 0.03% $27.42 +0.1%
418 QUS SPDR SERIES TRUST 2,863.0 $492K 0.03% -158.0 -5.2% $171.87 +7.0%
419 VMBS VANGUARD SCOTTSDALE FDS 10,402.0 $491K 0.03% +2K +31.4% $47.24 -1.1%
420 FCOR FIDELITY MERRIMACK STR TR 10,024.0 $487K 0.03% +3K +41.3% $48.57 -2.7%
Page 21 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%