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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 22 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 ALB ALBEMARLE CORP Basic Materials 5,047.0 $485K 0.03% NEW $96.14 +66.8%
422 GLOF ISHARES TR 9,316.0 $484K 0.03% -121.0 -1.3% $51.91 +14.0%
423 IHI ISHARES TR 7,968.0 $483K 0.03% -3K -28.6% $60.64 -19.1%
424 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 3,061.0 $480K 0.03% -193.0 -5.9% $156.82 -14.6%
425 MTUM ISHARES TR 1,876.0 $477K 0.03% +262.0 +16.2% $254.26 +33.1%
426 IXJ ISHARES TR 5,145.0 $476K 0.03% -58.0 -1.1% $92.51 +0.5%
427 BMO BANK MONTREAL QUE Financial Services 3,779.0 $475K 0.03% $125.79 +35.8%
428 TRV TRAVELERS COMPANIES INC Financial Services 1,719.0 $473K 0.03% $274.96 +11.9%
429 BN BROOKFIELD CORP Financial Services 7,025.0 $470K 0.03% +64.0 +0.9% $66.91 -33.6%
430 BDYN BLACKROCK ETF TRUST 18,276.0 $469K 0.03% NEW $25.68 +8.3%
431 DD DUPONT DE NEMOURS INC Basic Materials 5,810.0 $468K 0.03% +442.0 +8.2% $80.57 -40.8%
432 XMHQ INVESCO EXCHANGE TRADED FD T 4,427.0 $462K 0.03% -126.0 -2.8% $104.41 +6.1%
433 LIN LINDE PLC Basic Materials 1,002.0 $458K 0.03% -129.0 -11.4% $457.56 +11.9%
434 FHN FIRST HORIZON CORPORATION Financial Services 21,915.0 $450K 0.02% NEW $20.54 +20.8%
435 J P MORGAN EXCHANGE TRADED F 3,629.0 $448K 0.02% -19.0 -0.5% $123.45
436 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 912.0 $448K 0.02% $491.22 -43.4%
437 SPYG SPDR SERIES TRUST 4,252.0 $446K 0.02% +33.0 +0.8% $105.01 +13.8%
438 GRNY TIDAL TRUST I 17,543.0 $446K 0.02% $25.43 +8.1%
439 EFG ISHARES TR 3,794.0 $446K 0.02% -6K -59.3% $117.45 +6.5%
440 NVS NOVARTIS AG Healthcare 3,402.0 $445K 0.02% -130.0 -3.7% $130.86 +12.4%
Page 22 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%