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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 23 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 EWA ISHARES INC 16,206.0 $442K 0.02% -175.0 -1.1% $27.26 +4.8%
442 QLD PROSHARES TR 3,065.0 $434K 0.02% -1K -29.1% $141.61 -30.9%
443 CEG CONSTELLATION ENERGY CORP Utilities 1,173.0 $434K 0.02% +39.0 +3.4% $369.76 -25.9%
444 AVSF AMERICAN CENTY ETF TR 9,129.0 $432K 0.02% +87.0 +1.0% $47.30 -1.7%
445 RIO RIO TINTO PLC Basic Materials 6,255.0 $432K 0.02% NEW $69.01 +45.0%
446 VGSR MANAGER DIRECTED PORTFOLIOS 40,454.0 $431K 0.02% +802.0 +2.0% $10.65 +5.9%
447 DFSV DIMENSIONAL ETF TRUST 13,500.0 $430K 0.02% $31.84 +19.8%
448 VPL VANGUARD INTL EQUITY INDEX F 4,675.0 $427K 0.02% -200.0 -4.1% $91.27 +31.9%
449 SCHH SCHWAB STRATEGIC TR 19,756.0 $427K 0.02% +381.0 +2.0% $21.59 +8.3%
450 EMXC ISHARES INC 5,960.0 $425K 0.02% -3K -31.5% $71.37 +48.2%
451 PAYX PAYCHEX INC Industrials 3,340.0 $423K 0.02% $126.60 -22.4%
452 CIEN CIENA CORP Technology 2,505.0 $422K 0.02% -314.0 -11.1% $168.44 +154.2%
453 DFGR DIMENSIONAL ETF TRUST 15,099.0 $418K 0.02% +241.0 +1.6% $27.67 +3.6%
454 SPGI S&P GLOBAL INC Financial Services 866.0 $416K 0.02% -146.0 -14.4% $480.82 -14.5%
455 CDE COEUR MNG INC Basic Materials 18,610.0 $410K 0.02% -701.0 -3.6% $22.03 -20.5%
456 BUCK SIMPLIFY EXCHANGE TRADED FUN 17,098.0 $410K 0.02% -846.0 -4.7% $23.96 -1.8%
457 MRSH MARSH & MCLENNAN COS INC Financial Services 2,108.0 $405K 0.02% +141.0 +7.2% $192.03 -15.4%
458 PSX PHILLIPS 66 Energy 3,090.0 $404K 0.02% -92.0 -2.9% $130.67 +27.1%
459 VHT VANGUARD WORLD FD 1,488.0 $403K 0.02% $270.67 +3.6%
460 BKLN INVESCO EXCH TRADED FD TR II 19,228.0 $402K 0.02% -2K -11.1% $20.92 -2.2%
Page 23 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%