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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 25 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 BBIN J P MORGAN EXCHANGE TRADED F 4,884.0 $350K 0.02% -195.0 -3.8% $71.64 +11.0%
482 ROK ROCKWELL AUTOMATION INC Industrials 994.0 $349K 0.02% -390.0 -28.2% $351.40 +34.8%
483 TFC TRUIST FINL CORP Financial Services 7,963.0 $346K 0.02% $43.50 +11.1%
484 IWV ISHARES TR 908.0 $344K 0.02% $379.26 +12.0%
485 HEFA ISHARES TR 8,426.0 $343K 0.02% -468.0 -5.3% $40.73 +15.3%
486 IEF ISHARES TR 3,521.0 $343K 0.02% -719.0 -17.0% $97.44 -3.2%
487 PCN PIMCO CORPORATE & INCM STRG Financial Services 25,451.0 $341K 0.02% -5K -15.2% $13.38 -11.9%
488 ESGU ISHARES TR 2,315.0 $339K 0.02% $146.42 +11.5%
489 VCR VANGUARD WORLD FD 865.0 $337K 0.02% -30.0 -3.4% $389.60 +1.2%
490 INTU INTUIT Technology 502.0 $335K 0.02% +189.0 +60.4% $667.70 -60.0%
491 HIG HARTFORD INSURANCE GROUP INC Financial Services 2,579.0 $334K 0.02% -249.0 -8.8% $129.62 -1.1%
492 CCL CARNIVAL CORP Consumer Cyclical 11,557.0 $334K 0.02% -339.0 -2.9% $28.90 +6.8%
493 ARM ARM HOLDINGS PLC Technology 1,984.0 $332K 0.02% -104.0 -5.0% $167.37 +162.6%
494 IBDT ISHARES TR 12,957.0 $331K 0.02% +98.0 +0.8% $25.55 -1.4%
495 TRGP TARGA RES CORP Energy 2,185.0 $330K 0.02% +16.0 +0.7% $151.06 +71.2%
496 XLSR SSGA ACTIVE TR 5,408.0 $328K 0.02% $60.65 +8.1%
497 TFLO ISHARES TR 6,462.0 $327K 0.02% -165.0 -2.5% $50.53 +0.1%
498 MPC MARATHON PETE CORP Energy 1,722.0 $326K 0.02% $189.28 +28.3%
499 EIX EDISON INTL Utilities 5,608.0 $323K 0.02% NEW $57.65 +24.7%
500 IWO ISHARES TR 988.0 $323K 0.02% -249.0 -20.1% $327.09 +18.9%
Page 25 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%