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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 27 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 IWC ISHARES TR 1,887.0 $298K 0.02% $157.76 +21.1%
522 SHV ISHARES TR 2,687.0 $297K 0.02% +14.0 +0.5% $110.37 -0.1%
523 USRT ISHARES TR 5,003.0 $297K 0.02% -1K -18.9% $59.27 +9.0%
524 NTLA INTELLIA THERAPEUTICS INC Healthcare 10,500.0 $294K 0.02% NEW $27.98 -44.6%
525 VT VANGUARD INTL EQUITY INDEX F 2,113.0 $294K 0.02% NEW $139.01 +13.3%
526 IWB ISHARES TR 793.0 $292K 0.02% $368.39 +10.7%
527 UTG REAVES UTIL INCOME FD Financial Services 7,480.0 $292K 0.02% $39.05 +7.6%
528 URI UNITED RENTALS INC Industrials 292.0 $290K 0.02% -3K -92.1% $994.43 +8.6%
529 DXUV DIMENSIONAL ETF TRUST 4,939.0 $289K 0.02% NEW $58.49 +13.1%
530 MP MP MATERIALS CORP Basic Materials 3,477.0 $288K 0.02% NEW $82.90 -27.4%
531 SUSL ISHARES TR 2,436.0 $288K 0.02% $118.19 +11.4%
532 IVOO VANGUARD ADMIRAL FDS INC 2,600.0 $287K 0.02% $110.37 +16.2%
533 FISR SSGA ACTIVE TR 10,883.0 $286K 0.02% $26.31 -2.7%
534 CTSH COGNIZANT TECHNOLOGY SOLUTIO Technology 4,282.0 $286K 0.02% -71.0 -1.6% $66.70 -33.7%
535 BNS BANK NOVA SCOTIA HALIFAX Financial Services 4,431.0 $284K 0.01% -365.0 -7.6% $64.06 +36.4%
536 IBDV ISHARES TR 12,771.0 $284K 0.01% +104.0 +0.8% $22.22 -2.1%
537 OKLO OKLO INC Utilities 1,774.0 $282K 0.01% NEW $159.03 -62.2%
538 TT TRANE TECHNOLOGIES PLC Industrials 674.0 $282K 0.01% -534.0 -44.2% $418.40 +14.9%
539 FDX FEDEX CORP Industrials 1,175.0 $281K 0.01% -238.0 -16.8% $239.18 +35.9%
540 AGNC AGNC INVT CORP Real Estate 27,803.0 $281K 0.01% +1K +4.4% $10.09 +2.6%
Page 27 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%