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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 28 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 ISHARES TR 6,217.0 $280K 0.01% $45.03
542 ALAB ASTERA LABS INC Technology 1,790.0 $280K 0.01% -71.0 -3.8% $156.31 +164.2%
543 XLB SELECT SECTOR SPDR TR 3,138.0 $279K 0.01% -383.0 -10.9% $88.92 -41.3%
544 BK BANK NEW YORK MELLON CORP Financial Services 2,541.0 $276K 0.01% -192.0 -7.0% $108.52 +30.8%
545 ESGV VANGUARD WORLD FD 2,313.0 $274K 0.01% -129.0 -5.3% $118.61 +11.3%
546 ITA ISHARES TR 1,296.0 $272K 0.01% NEW $209.54 +14.4%
547 IRM IRON MTN INC DEL Real Estate 2,588.0 $269K 0.01% $103.95 +23.5%
548 APD AIR PRODS & CHEMS INC Basic Materials 1,044.0 $267K 0.01% $256.08 +9.4%
549 FQAL FIDELITY COVINGTON TRUST 3,564.0 $266K 0.01% +253.0 +7.6% $74.65 +8.3%
550 CMBS ISHARES TR 5,365.0 $264K 0.01% +1K +29.2% $49.29 -1.7%
551 IBDU ISHARES TR 11,204.0 $264K 0.01% +101.0 +0.9% $23.54 -1.8%
552 ECL ECOLAB INC Basic Materials 944.0 $261K 0.01% $276.33 -1.6%
553 KEY KEYCORP Financial Services 14,595.0 $257K 0.01% -3K -14.7% $17.58 +28.6%
554 URTH ISHARES INC 1,400.0 $256K 0.01% -2K -56.4% $183.19 +10.5%
555 VOOG VANGUARD ADMIRAL FDS INC 585.0 $256K 0.01% $438.07 -81.1%
556 COF CAPITAL ONE FINL CORP Financial Services 1,197.0 $256K 0.01% +34.0 +2.9% $213.87 -5.0%
557 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 2,529.0 $255K 0.01% -262.0 -9.4% $100.97 -12.0%
558 IBB ISHARES TR 1,644.0 $255K 0.01% $155.31 +10.7%
559 IBDX ISHARES TR 9,636.0 $248K 0.01% +108.0 +1.1% $25.78 -2.6%
560 HSY HERSHEY CO Consumer Defensive 1,326.0 $248K 0.01% -195.0 -12.8% $187.00 -8.1%
Page 28 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%