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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 29 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 PLD PROLOGIS INC. Real Estate 1,947.0 $248K 0.01% -714.0 -26.8% $127.18 +10.1%
562 SCCO SOUTHERN COPPER CORP Basic Materials 1,810.0 $244K 0.01% NEW $134.94 +42.6%
563 FELC FIDELITY COVINGTON TRUST 6,500.0 $243K 0.01% $37.43 +12.0%
564 RSG REPUBLIC SVCS INC Industrials 1,086.0 $241K 0.01% -37.0 -3.3% $221.66 -7.9%
565 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 4,743.0 $240K 0.01% +27.0 +0.6% $50.54 -45.2%
566 MGC VANGUARD WORLD FD 971.0 $239K 0.01% $246.60 +11.4%
567 GNRC GENERAC HLDGS INC Industrials 1,221.0 $239K 0.01% -118.0 -8.8% $195.77 +45.4%
568 SPTI SPDR SERIES TRUST 8,209.0 $239K 0.01% $29.09 -2.6%
569 EXPD EXPEDITORS INTL WASH INC Industrials 1,964.0 $239K 0.01% +40.0 +2.1% $121.54 +32.5%
570 IONS IONIS PHARMACEUTICALS INC Healthcare 3,238.0 $238K 0.01% NEW $73.55 +1.4%
571 ITW ILLINOIS TOOL WKS INC Industrials 934.0 $238K 0.01% +20.0 +2.2% $254.58 +4.5%
572 ILCV ISHARES TR 2,602.0 $237K 0.01% $90.91 +11.3%
573 IJK ISHARES TR 2,465.0 $236K 0.01% $95.81 +20.5%
574 MDLZ MONDELEZ INTL INC Consumer Defensive 3,755.0 $236K 0.01% +25.0 +0.7% $62.79 -4.1%
575 BTZ BLACKROCK CR ALLOCATION INCO Financial Services 21,267.0 $235K 0.01% -800.0 -3.6% $11.03 -8.4%
576 IBDW ISHARES TR 10,981.0 $234K 0.01% +121.0 +1.1% $21.32 -2.5%
577 GM GENERAL MTRS CO Consumer Cyclical 3,980.0 $233K 0.01% +62.0 +1.6% $58.56 +36.5%
578 NEBIUS GROUP N.V. 2,116.0 $231K 0.01% NEW $108.99
579 FIVA FIDELITY COVINGTON TRUST 7,232.0 $230K 0.01% NEW $31.87 +21.2%
580 CARR CARRIER GLOBAL CORPORATION Industrials 3,965.0 $230K 0.01% -348.0 -8.1% $58.09 +24.0%
Page 29 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%