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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 30 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 FDMO FIDELITY COVINGTON TRUST 2,768.0 $230K 0.01% NEW $83.09 +15.9%
582 MLPA GLOBAL X FDS 4,719.0 $228K 0.01% $48.42 +7.2%
583 BOTZ GLOBAL X FDS 6,126.0 $227K 0.01% $37.06 +1.4%
584 CGW INVESCO EXCH TRADED FD TR II 3,456.0 $226K 0.01% +170.0 +5.2% $65.37 -4.0%
585 CME CME GROUP INC Financial Services 840.0 $226K 0.01% +26.0 +3.2% $268.70 -6.0%
586 FXI ISHARES TR 5,551.0 $225K 0.01% -79.0 -1.4% $40.49 -16.9%
587 NUE NUCOR CORP Basic Materials 1,643.0 $223K 0.01% +10.0 +0.6% $135.89 +85.9%
588 GNMA ISHARES TR 4,972.0 $223K 0.01% +25.0 +0.5% $44.88 -2.0%
589 BLACKROCK ETF TRUST II 4,509.0 $223K 0.01% NEW $49.37
590 AVRE AMERICAN CENTY ETF TR 5,003.0 $223K 0.01% +100.0 +2.0% $44.48 +5.4%
591 FNCL FIDELITY COVINGTON TRUST 2,967.0 $222K 0.01% $74.69 +2.9%
592 XAR SPDR SERIES TRUST 918.0 $221K 0.01% NEW $241.27 +18.4%
593 CLX CLOROX CO DEL Consumer Defensive 1,839.0 $221K 0.01% NEW $120.41 -21.1%
594 ICSH ISHARES TR 4,306.0 $218K 0.01% $50.71 -0.4%
595 BP BP PLC Energy 6,541.0 $217K 0.01% NEW $33.22 +20.8%
596 LH LABCORP HOLDINGS INC Healthcare 743.0 $214K 0.01% NEW $287.81 -9.8%
597 SCHW SCHWAB CHARLES CORP Financial Services 2,251.0 $214K 0.01% -217.0 -8.8% $94.94 -0.5%
598 QTUM ETF SER SOLUTIONS 1,917.0 $213K 0.01% NEW $111.01 +46.3%
599 DEHP DIMENSIONAL ETF TRUST 6,926.0 $212K 0.01% NEW $30.54 +40.3%
600 CNQ CANADIAN NAT RES LTD Energy 7,013.0 $211K 0.01% $30.10 +40.9%
Page 30 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%