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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 31 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 VTWO VANGUARD SCOTTSDALE FDS 2,107.0 $211K 0.01% NEW $100.17 +17.2%
602 ADBE ADOBE INC Technology 606.0 $210K 0.01% -24.0 -3.8% $345.91 -43.3%
603 PICK ISHARES INC 4,520.0 $209K 0.01% NEW $46.32 +38.3%
604 CTVA CORTEVA INC Basic Materials 3,224.0 $209K 0.01% -1K -27.2% $64.89 +19.2%
605 VIOG VANGUARD ADMIRAL FDS INC 1,708.0 $209K 0.01% NEW $122.48 +17.6%
606 EXEL EXELIXIS INC Healthcare 6,054.0 $209K 0.01% NEW $34.54 +51.8%
607 AMT AMERICAN TOWER CORP NEW Real Estate 1,079.0 $208K 0.01% -343.0 -24.1% $193.03 -6.2%
608 ETH GRAYSCALE ETHEREUM MINI TR E Financial Services 5,541.0 $208K 0.01% NEW $37.52 -56.0%
609 RY ROYAL BK CDA Financial Services 1,403.0 $206K 0.01% -150.0 -9.7% $147.06 +36.5%
610 CAVA CAVA GROUP INC Consumer Cyclical 3,389.0 $206K 0.01% $60.87 +44.7%
611 VXF VANGUARD INDEX FDS 968.0 $205K 0.01% NEW $211.89 +12.0%
612 TY TRI CONTL CORP Financial Services 5,991.0 $204K 0.01% NEW $34.00 +2.1%
613 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 3,223.0 $202K 0.01% NEW $62.56 +22.3%
614 NCA NUVEEN CALIFORNIA MUNI VLU F Financial Services 20,955.0 $186K 0.01% $8.90 +2.9%
615 BITFARMS LTD 63,026.0 $178K 0.01% $2.82
616 INFY INFOSYS LTD Technology 10,481.0 $173K 0.01% $16.48 -29.0%
617 SNAP SNAP INC Communication Services 21,376.0 $165K 0.01% $7.71 -38.5%
618 SFL SFL CORPORATION LTD Industrials 22,369.0 $161K 0.01% -23K -50.7% $7.18 +52.8%
619 HBAN HUNTINGTON BANCSHARES INC Financial Services 10,037.0 $160K 0.01% NEW $15.89 +6.0%
620 COLD AMERICOLD REALTY TRUST INC Real Estate 11,462.0 $156K 0.01% NEW $13.65 +3.7%
Page 31 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%