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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 32 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 CRMD CORMEDIX INC Healthcare 12,075.0 $147K 0.01% NEW $12.16 -28.7%
622 IHRT IHEARTMEDIA INC Communication Services 48,550.0 $141K 0.01% NEW $2.91 +28.5%
623 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 11,893.0 $131K 0.01% NEW $11.01 +17.7%
624 AESI ATLAS ENERGY SOLUTIONS INC Energy 11,916.0 $128K 0.01% NEW $10.73 +49.9%
625 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 12,859.0 $120K 0.01% $9.35 -3.9%
626 ZVIA ZEVIA PBC Consumer Defensive 36,641.0 $99K 0.01% $2.71 -52.4%
627 RIG TRANSOCEAN LTD Energy 27,830.0 $90K 0.01% +4K +14.6% $3.24 +72.4%
628 NEW GOLD INC CDA 12,000.0 $86K 0.01% $7.19
629 EVLV EVOLV TECHNOLOGIES HLDNGS IN Industrials 10,000.0 $82K 0.00% $8.25 -31.9%
630 ORGO ORGANOGENESIS HLDGS INC Healthcare 20,000.0 $82K 0.00% NEW $4.08 -42.6%
631 EDD MORGAN STANLEY EMERGING MKTS Financial Services 14,236.0 $75K 0.00% -492.0 -3.3% $5.26 +7.2%
632 TDAY GANNETT CO INC Communication Services 17,414.0 $72K 0.00% +6K +47.0% $4.13 +91.8%
633 LINEAGE CELL THERAPEUTICS IN 35,000.0 $57K 0.00% +20K +133.3% $1.64
634 KOPN KOPIN CORP Technology 10,000.0 $41K 0.00% $4.10 +18.5%
635 TILRAY BRANDS INC 19,950.0 $31K 0.00% NEW $1.57
636 IVEDA SOLUTIONS INC 15,625.0 $20K 0.00% $1.29
637 DCGO DOCGO INC Healthcare 15,000.0 $18K 0.00% $1.20 -52.8%
Page 32 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%