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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 4 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 VRT VERTIV HOLDINGS CO Industrials 38,893.0 $6.8M 0.37% -1K -3.1% $175.73 +70.5%
62 IVW ISHARES TR 55,883.0 $6.8M 0.37% -5K -7.7% $121.42 +11.7%
63 VEU VANGUARD INTL EQUITY INDEX F 92,139.0 $6.6M 0.36% -5K -5.1% $71.96 +17.2%
64 AVIV AMERICAN CENTY ETF TR 97,426.0 $6.6M 0.36% -2K -2.4% $67.50 +16.6%
65 COIN COINBASE GLOBAL INC Financial Services 18,996.0 $6.5M 0.35% +2K +11.0% $342.42 -51.8%
66 SLV ISHARES SILVER TR Financial Services 135,733.0 $6.5M 0.35% -2K -1.4% $47.70 +27.0%
67 SHOP SHOPIFY INC Technology 39,274.0 $6.5M 0.35% -2K -3.9% $164.61 -34.3%
68 GEV GE VERNOVA INC Utilities 10,757.0 $6.4M 0.35% -445.0 -4.0% $594.57 +76.4%
69 SCHD SCHWAB STRATEGIC TR 230,831.0 $6.2M 0.34% +3K +1.4% $27.05 +18.0%
70 IXUS ISHARES TR 73,534.0 $6.2M 0.34% +1K +1.7% $84.26 +13.6%
71 GLW CORNING INC Technology 72,254.0 $6.2M 0.33% -1K -1.5% $85.27 +105.7%
72 J P MORGAN EXCHANGE TRADED F 120,135.0 $6.1M 0.33% $50.73
73 IJR ISHARES TR 50,315.0 $6.0M 0.33% -1K -2.2% $119.18 +18.0%
74 VBR VANGUARD INDEX FDS 28,664.0 $6.0M 0.32% +1K +3.7% $208.57 +13.6%
75 IEMG ISHARES INC 87,630.0 $5.9M 0.32% +2K +2.4% $67.78 +22.5%
76 VTEB VANGUARD MUN BD FDS 114,553.0 $5.8M 0.31% +2K +1.9% $50.27 +0.0%
77 AEM AGNICO EAGLE MINES LTD Basic Materials 32,260.0 $5.8M 0.31% $178.50 -3.1%
78 USB US BANCORP DEL Financial Services 120,869.0 $5.7M 0.31% $47.10 +23.0%
79 XLF SELECT SECTOR SPDR TR 104,460.0 $5.5M 0.30% -938.0 -0.9% $52.79 +2.4%
80 DELL DELL TECHNOLOGIES INC Technology 37,198.0 $5.5M 0.30% -6K -13.5% $147.81 +183.7%
Page 4 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%