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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.8B AUM 637 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 52 New 207 Added 260 Reduced 30 Exited
Page 5 of 32  ·  637 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 JNJ JOHNSON & JOHNSON Healthcare 28,715.0 $5.5M 0.30% +5K +21.1% $190.92 +22.7%
82 BLOK AMPLIFY ETF TR 80,880.0 $5.4M 0.29% -3K -3.5% $67.04 -2.0%
83 RWL INVESCO EXCH TRADED FD TR II 48,564.0 $5.4M 0.29% +876.0 +1.8% $111.50 +14.2%
84 ORCL ORACLE CORP Technology 19,301.0 $5.4M 0.29% +367.0 +1.9% $279.03 -34.2%
85 COMT ISHARES U S ETF TR 198,865.0 $5.3M 0.29% $26.77 +17.4%
86 DIA SPDR DOW JONES INDL AVERAGE Financial Services 11,269.0 $5.3M 0.28% +126.0 +1.1% $466.57 +10.7%
87 GS GOLDMAN SACHS GROUP INC Financial Services 6,832.0 $5.2M 0.28% -428.0 -5.9% $763.28 +44.0%
88 UPS UNITED PARCEL SERVICE INC Industrials 59,560.0 $5.2M 0.28% -7K -9.9% $86.85 +21.0%
89 VOT VANGUARD INDEX FDS 17,584.0 $5.2M 0.28% +126.0 +0.7% $293.51 +2.6%
90 SBUX STARBUCKS CORP Consumer Cyclical 60,234.0 $5.1M 0.28% -622.0 -1.0% $84.55 +18.1%
91 HII HUNTINGTON INGALLS INDS INC Industrials 17,779.0 $5.1M 0.28% NEW $285.77 +3.9%
92 XMMO INVESCO EXCHANGE TRADED FD T 37,233.0 $5.0M 0.27% +376.0 +1.0% $135.28 +25.5%
93 VWO VANGUARD INTL EQUITY INDEX F 91,811.0 $5.0M 0.27% +2K +1.9% $54.78 +9.2%
94 PLTR PALANTIR TECHNOLOGIES INC Technology 27,642.0 $5.0M 0.27% -1K -4.3% $181.60 -28.1%
95 RWK INVESCO EXCH TRADED FD TR II 39,595.0 $4.9M 0.27% +646.0 +1.7% $124.94 +14.7%
96 ABBV ABBVIE INC Healthcare 20,859.0 $4.8M 0.26% -641.0 -3.0% $231.86 -4.6%
97 AMGN AMGEN INC Healthcare 15,820.0 $4.8M 0.26% +495.0 +3.2% $302.24 +13.0%
98 PG PROCTER AND GAMBLE CO Consumer Defensive 30,822.0 $4.7M 0.26% -389.0 -1.2% $152.30 -1.1%
99 SPDW SPDR INDEX SHS FDS 105,424.0 $4.6M 0.25% -1K -1.0% $43.19 +18.7%
100 VSS VANGUARD INTL EQUITY INDEX F 31,248.0 $4.5M 0.24% +1K +3.9% $142.66 +10.6%
Page 5 of 32  ·  637 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.7%
Financial Services 17.8%
Healthcare 9.8%
Consumer Cyclical 8.3%
Industrials 6.9%
Communication Services 6.3%
Consumer Defensive 4.0%
Energy 3.7%
Basic Materials 1.5%
Utilities 1.3%